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Five9, Inc. — Director's Dealing 2016
Jan 6, 2016
31693_dirs_2016-01-06_60fdbf34-c3ea-4791-bb8e-dd8de41a070a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2016-01-04
Reporting Person: ZWARENSTEIN BARRY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | M | 35645 | $0.96 | Acquired | 413272 | Direct |
| 2016-01-04 | Common Stock | M | 27895 | $4.25 | Acquired | 441167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-04 | Employee Stock Option (right to buy) | $0.96 | M | 35645 | Disposed | 2022-04-27 | Common Stock (35645) | Direct |
| 2016-01-04 | Employee Stock Option (right to buy) | $4.25 | M | 27895 | Disposed | 2024-11-05 | Common Stock (27895) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6875 | Indirect |
Footnotes
F1: Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
F2: Original option grant was for 103,000 shares. Option began vesting in 48 equal monthly installments beginning on the one-month anniversary of November 5, 2014.
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