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Five9, Inc. Director's Dealing 2015

Dec 18, 2015

31693_dirs_2015-12-18_31d1e3bb-b960-488a-8994-8d84351dc3ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2015-12-16

Reporting Person: ZWARENSTEIN BARRY (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-16 Common Stock M 23000 $0.96 Acquired 377627 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-16 Employee Stock Option (right to buy) $0.96 M 23000 Disposed 2022-04-27 Common Stock (23000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6875 Indirect

Footnotes

F1: Includes 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on May 15, 2015 and 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on November 13, 2015.

F2: Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.