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Five9, Inc. — Director's Dealing 2015
Dec 18, 2015
31693_dirs_2015-12-18_31d1e3bb-b960-488a-8994-8d84351dc3ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2015-12-16
Reporting Person: ZWARENSTEIN BARRY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-16 | Common Stock | M | 23000 | $0.96 | Acquired | 377627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Employee Stock Option (right to buy) | $0.96 | M | 23000 | Disposed | 2022-04-27 | Common Stock (23000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6875 | Indirect |
Footnotes
F1: Includes 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on May 15, 2015 and 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on November 13, 2015.
F2: Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
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