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FiscalNote Holdings, Inc. Director's Dealing 2025

Jun 3, 2025

34430_dirs_2025-06-02_4c906de7-74d3-400b-980c-0d655cb9cd16.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FiscalNote Holdings, Inc. (NOTE)
CIK: 0001823466
Period of Report: 2025-05-28

Reporting Person: Jain Manoj (N/A)
Reporting Person: Khurana Sohit (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-05-28 Class A Common Stock A 280854 Acquired 545273 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 606250 Indirect
Class A Common Stock 28307481 Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2026 annual meeting of stockholders.

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F3: The 606,250 shares reported herein were previously reported by Duddell (the "Duddell Shares") and the 28,307,481 shares reported herein were previously reported by Maso Capital Investments Limited ("MCIL") with respect to 3,450,320 shares, Blackwell Partners LLC - Series A ("BPL") with respect to 17,854,774 shares and Star V Partners LLC ("SVPL") with respect to 7,002,387 shares (the "MCPL Shares"). This Form 4 corrects the prior presentation for the Duddell Shares because Maso is deemed to be the beneficial owner of the Duddell Shares in light of its sole voting and investment power over such shares as the manager of Duddell. This Form 4 also corrects the prior presentation for the MCPL Shares because Maso Capital Partners Limited ("MCPL") has sole voting and investment power pursuant to investment management agreements with each of MCIL, BPL and SVPL. There was no reallocation or change in the number of shares held of record as reported in previous Form 4s.

F4: MCPL, a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the (i) 3,450,320 shares held of record by MCIL, (ii) 17,854,774 shares held of record by BPL and (iii) 7,002,387 shares of held of record by SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.