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First Foundation Inc. — Director's Dealing 2019
Feb 28, 2019
32898_dirs_2019-02-28_8e4f379a-b587-4dac-b90f-b5e684b014ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2019-02-26
Reporting Person: NOBLE ROBERT STANLEY (Chief Lending Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-26 | Common stock | M | 2045 | — | Acquired | 109888 | Direct |
| 2019-02-27 | Common stock | M | 1539 | — | Acquired | 111427 | Direct |
| 2019-02-28 | Common stock | M | 1687 | — | Acquired | 113114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-26 | Restricted Stock Unit | $ | A | 4090 | Acquired | 2021-02-26 | Common stock (4090) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | 2020-02-27 | Common stock (1539) | 1539 | Direct |
Footnotes
F1: Restricted stock unit grant, no exercise price
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