First Foundation Inc. — Director's Dealing 2019

Feb 28, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2019-02-26

Reporting Person: KAVANAUGH SCOTT F (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-26	Common Stock	M	4578	—	Acquired	1133239	Indirect
2019-02-27	Common Stock	M	3851	—	Acquired	1137090	Indirect
2019-02-28	Common stock	M	3303	—	Acquired	1140393	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-26	Restricted Stock Unit	$	A	9156	Acquired	2021-02-26	Common Stock (9156)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock	70000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$	2020-02-27	Common Stock (3851)	3851	Direct
Stock Option	$7.50	2021-10-24	Common stock (80000)	80000	Direct

Footnotes

F1: Restricted stock unit grant, no exercise price