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First Foundation Inc. — Director's Dealing 2018
Nov 8, 2018
32898_dirs_2018-11-08_ec5da782-9346-4490-a4a8-1d8357c5a169.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2018-11-07
Reporting Person: KELLER ULRICH E. JR (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-07 | Common Stock | M | 6600 | $8.25 | Acquired | 2208370 | Indirect |
| 2018-11-07 | Common Stock | S | 6600 | $16.20 | Disposed | 2201770 | Indirect |
| 2018-11-08 | Common Stock | M | 23400 | $8.25 | Acquired | 2225170 | Indirect |
| 2018-11-08 | Common Stock | S | 23400 | $16.44 | Disposed | 2201770 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
| Common Stock | 20000 | Direct |
Footnotes
F1: Option Exercise Price
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