AI assistant
Sending…
First Foundation Inc. — Director's Dealing 2018
Feb 28, 2018
32898_dirs_2018-02-28_010eaea1-1d38-49a8-b989-0bdb5af43084.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2018-02-27
Reporting Person: KAVANAUGH SCOTT F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-27 | Common Stock | M | 3851 | — | Acquired | 1125358 | Indirect |
| 2018-02-28 | Common Stock | M | 3303 | — | Acquired | 1128661 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-27 | Restricted Stock Unit | $ | A | 3851 | Acquired | 2019-02-27 | Common Stock (3851) | Direct |
| 2018-02-27 | Restricted Stock Unit | $ | A | 3851 | Acquired | 2020-02-27 | Common Stock (3851) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70000 | Direct |
Footnotes
F1: Restricted stock unit grant, no exercise price
More from First Foundation Inc.
Regulatory Filings
2026
Apr 1
Regulatory Filings
2026
Apr 1
Regulatory Filings
2026
Apr 1
Regulatory Filings
2026
Apr 1
Regulatory Filings
2026
Apr 1
Delisting Announcement
2026
Apr 1
Annual Report
2026
Mar 31
Regulatory Filings
2026
Mar 31
Regulatory Filings
2026
Feb 27
Regulatory Filings
2026
Feb 25