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FIREFLY NEUROSCIENCE, INC. — Director's Dealing 2021
Dec 14, 2021
34703_dirs_2021-12-14_033c8f7a-d599-4f58-bd1f-137b4edb8b4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INFORMATION ANALYSIS INC (IAIC)
CIK: 0000803578
Period of Report: 2021-12-10
Reporting Person: DiPAULA JAMES C JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Common Stock | A | 292764 | $3.04 | Acquired | 292764 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Warrants (right-to-buy) | $4.50 | A | 58553 | Acquired | 2026-12-31 | Common Stock (58553) | Direct |
Footnotes
F1: Mr. DiPaula purchased $890,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 292,764 shares of common stock and Warrants to purchase additional 58,553 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.
F2: Warrants to acquire 58,553 shares of common stock reported herein are not exercisable until January 1, 2023.
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