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FIREFLY NEUROSCIENCE, INC. Director's Dealing 2021

Dec 14, 2021

34703_dirs_2021-12-14_033c8f7a-d599-4f58-bd1f-137b4edb8b4d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INFORMATION ANALYSIS INC (IAIC)
CIK: 0000803578
Period of Report: 2021-12-10

Reporting Person: DiPAULA JAMES C JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-10 Common Stock A 292764 $3.04 Acquired 292764 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-10 Warrants (right-to-buy) $4.50 A 58553 Acquired 2026-12-31 Common Stock (58553) Direct

Footnotes

F1: Mr. DiPaula purchased $890,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 292,764 shares of common stock and Warrants to purchase additional 58,553 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.

F2: Warrants to acquire 58,553 shares of common stock reported herein are not exercisable until January 1, 2023.