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FIDELITY D & D BANCORP INC — Director's Dealing 2017
Feb 9, 2017
33516_dirs_2017-02-09_3b9fb79b-0c26-4d8c-bd50-0dc3634bf715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2017-02-07
Reporting Person: Pacyna Michael J Jr (EVP & CBDO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-07 | Restricted Stock | P | 416 | $39.25 | Acquired | 1807.2092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-07 | Stock Appreciation Rights | $39.25 | A | 2133 | Acquired | 2027-02-07 | Common Stock (2133) | Direct |
Footnotes
F1: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year
F2: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting
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