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FIDELITY D & D BANCORP INC Director's Dealing 2017

Feb 9, 2017

33516_dirs_2017-02-09_3b9fb79b-0c26-4d8c-bd50-0dc3634bf715.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2017-02-07

Reporting Person: Pacyna Michael J Jr (EVP & CBDO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-07 Restricted Stock P 416 $39.25 Acquired 1807.2092 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-07 Stock Appreciation Rights $39.25 A 2133 Acquired 2027-02-07 Common Stock (2133) Direct

Footnotes

F1: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year

F2: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting