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FIDELITY D & D BANCORP INC — Director's Dealing 2016
Feb 4, 2016
33516_dirs_2016-02-04_c1633d81-4cd8-4363-80f9-c54b6c1832c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2016-02-02
Reporting Person: O'Brien Timothy P (EVP & CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-02 | Restricked Stock | P | 488 | $32.4 | Acquired | 5815.8886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Stock Appreciation Rights | $32.4 | M | 2990 | Acquired | 2026-02-01 | Common Stock (2990) | Direct |
Footnotes
F1: The stock which shall fully vest at the end of a three-year vesting period (100% after three years, subject to graded vesting---1/3, 1/3 and 1/3 each year (or 33 1/3% vesting per year))
F2: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting
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