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FIDELITY D & D BANCORP INC Director's Dealing 2016

Feb 4, 2016

33516_dirs_2016-02-04_c1633d81-4cd8-4363-80f9-c54b6c1832c2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2016-02-02

Reporting Person: O'Brien Timothy P (EVP & CLO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-02 Restricked Stock P 488 $32.4 Acquired 5815.8886 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-02 Stock Appreciation Rights $32.4 M 2990 Acquired 2026-02-01 Common Stock (2990) Direct

Footnotes

F1: The stock which shall fully vest at the end of a three-year vesting period (100% after three years, subject to graded vesting---1/3, 1/3 and 1/3 each year (or 33 1/3% vesting per year))

F2: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting