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FIBROGEN INC — Director's Dealing 2016
Feb 18, 2016
34576_dirs_2016-02-18_45201ce9-7173-4b07-9fdf-a81e556f2345.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIBROGEN INC (FGEN)
CIK: 0000921299
Period of Report: 2016-02-16
Reporting Person: VALONE FRANK H MD (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Common Stock | M | 2492 | $2.90 | Acquired | 99332 | Direct |
| 2016-02-16 | Common Stock | M | 8258 | $3.50 | Acquired | 107590 | Direct |
| 2016-02-16 | Common Stock | S | 10750 | $18.4133 | Disposed | 96840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Stock Option (Right to Buy) | $2.90 | M | 2492 | Disposed | 2020-06-09 | Common Stock (2492) | Direct |
| 2016-02-16 | Stock Option (Right to Buy) | $3.50 | M | 8258 | Disposed | 2021-06-07 | Common Stock (8258) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
Footnotes
F1: Shares sold pursuant to a 10b5-1 plan.
F2: The shares were sold at prices between $18.0122 and $18.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Twenty percent of the shares subject to each option vests on the first anniversary of the vesting commencement date and 80% of the shares subject to each option vests in 16 substantially equal quarterly installments thereafter over for the following four years.
F4: Fully vested.