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FIBROGEN INC — Director's Dealing 2015
Dec 10, 2015
34576_dirs_2015-12-10_c700bc59-f546-4ff2-af1f-0a3d766a8303.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIBROGEN INC (FGEN)
CIK: 0000921299
Period of Report: 2015-12-08
Reporting Person: MADERO MIGUEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock | M | 6000 | $5.95 | Acquired | 18000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $2.35 | Acquired | 30000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $3.60 | Acquired | 42000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $18.00 | Acquired | 54000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $3.50 | Acquired | 66000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $9.775 | Acquired | 78000 | Direct |
| 2015-12-08 | Common Stock | M | 6000 | $18.34 | Acquired | 84000 | Direct |
| 2015-12-08 | Common Stock | M | 12000 | $2.90 | Acquired | 96000 | Direct |
| 2015-12-08 | Common Stock | S | 40386 | $30.49 | Disposed | 55614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 | Stock Option (Right to Buy) | $5.95 | M | 6000 | Disposed | 2022-06-27 | Common Stock (6000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $2.35 | M | 12000 | Disposed | 2018-03-12 | Common Stock (12000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $3.60 | M | 12000 | Disposed | 2019-03-11 | Common Stock (12000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $18.00 | M | 12000 | Disposed | 2014-11-13 | Common Stock (12000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $3.50 | M | 12000 | Disposed | 2021-03-15 | Common Stock (12000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $9.775 | M | 12000 | Disposed | 2023-04-17 | Common Stock (12000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $18.34 | M | 6000 | Disposed | 2025-06-03 | Common Stock (6000) | Direct |
| 2015-12-08 | Stock Option (Right to Buy) | $2.90 | M | 12000 | Disposed | 2020-06-09 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 369632 | Indirect |
Footnotes
F1: The shares were sold by the reporting person to cover the exercise price and the taxes realized upon the exercise of such options.
F2: The shares were sold at prices ranging from $30.35 to $30.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held in accounts for the benefit of family members of the reporting person. The reporting person maintains voting and dispositive power over the shares held in such accounts.
F4: Fully vested.
F5: The shares subject to the option vest and become exercisable quarterly over one year measured from June 3, 2015.