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Fathom Holdings Inc. — Director's Dealing 2021
Sep 3, 2021
34496_dirs_2021-09-03_03de2f8b-5e31-432c-bb46-737d943ccb03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-09-01
Reporting Person: Harley Joshua (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | S | 6994 | $29.33 | Disposed | 3172570 | Direct |
| 2021-09-02 | Common Stock | S | 2627 | $29.35 | Disposed | 3169943 | Direct |
| 2021-09-03 | Common Stock | S | 4792 | $29.04 | Disposed | 3165151 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2063032 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
F2: The reported securities were sold in multiple transactions at prices ranging from $28.73 to $29.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.
F4: The reported securities were sold in multiple transactions at prices ranging from $29.12 to $29.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5: The reported securities were sold in multiple transactions at prices ranging from $28.87 to $29.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6: Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.