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Fathom Holdings Inc. — Director's Dealing 2021
Nov 23, 2021
34496_dirs_2021-11-23_1679edcd-e8d9-4410-bd58-0f0fcac9806c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-11-22
Reporting Person: Harley Joshua (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | S | 200000 | $24.125 | Disposed | 2937035 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2063032 | Indirect |
Footnotes
F1: The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.
F2: Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.
F3: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.
F4: Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.