AI assistant
FASTENAL CO — Director's Dealing 2021
Aug 12, 2021
29988_dirs_2021-08-12_c984c90e-f1ad-4ce2-bb65-56f260726ad2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FASTENAL CO (FAST)
CIK: 0000815556
Period of Report: 2021-08-10
Reporting Person: FLORNESS DANIEL L (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | M | 38094 | $21 | Acquired | 237784 | Direct |
| 2021-08-10 | Common Stock | F | 26897 | $54.9291 | Disposed | 210887 | Direct |
| 2021-08-10 | Common Stock | M | 61000 | $23 | Acquired | 271887 | Direct |
| 2021-08-10 | Common Stock | F | 44358 | $54.9196 | Disposed | 227529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Employee Stock Option (Right to Buy) | $21 | M | 38094 | Disposed | 2024-05-31 | Common Stock (38094) | Direct |
| 2021-08-10 | Employee Stock Option (Right to Buy) | $23 | M | 61000 | Disposed | 2025-05-31 | Common Stock (61000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
| Common Stock | 9937 | Indirect |
Footnotes
F1: The option will fully vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.
F2: The option was previously reported in a filing on 4/21/2016 covering 130,434 securities at an exercise price of $46 and the amounts reported were adjusted to reflect the 2-for-1 stock split on May 22, 2019.
F3: he option was previously reported in a filing on 4/24/2015 covering 19,047 securities at an exercise price of $42 and the amounts reported were adjusted to reflect the 2-for-1 stock split on May 22, 2019.
F4: These shares are held in a trust for which reporting person's spouse serves as a trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F5: Shares attributed to reporting person's account within issuer's 401(K) Plan and includes an additional 495 shares acquired since the reporting person's prior holding report filed on 5/11/2020.