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FAIR ISAAC CORP — Director's Dealing 2018
Dec 6, 2018
30091_dirs_2018-12-06_ad332bb8-5456-4d69-8ab1-20c1d0cf55d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2018-12-04
Reporting Person: Wehmann James M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-04 | Common Stock | M | 10000 | $43.90 | Acquired | 99726 | Direct |
| 2018-12-04 | Common Stock | S | 2246 | $193.5978 | Disposed | 97480 | Direct |
| 2018-12-04 | Common Stock | S | 2100 | $194.4474 | Disposed | 95380 | Direct |
| 2018-12-04 | Common Stock | S | 500 | $195.6990 | Disposed | 94880 | Direct |
| 2018-12-04 | Common Stock | S | 800 | $196.5775 | Disposed | 94080 | Direct |
| 2018-12-04 | Common Stock | S | 1600 | $197.2063 | Disposed | 92480 | Direct |
| 2018-12-04 | Common Stock | S | 1000 | $198.595 | Disposed | 91480 | Direct |
| 2018-12-04 | Common Stock | S | 1600 | $200.54 | Disposed | 89880 | Direct |
| 2018-12-04 | Common Stock | S | 154 | $201.3571 | Disposed | 89726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-04 | Non Qualified Stock Option (right to buy) | $43.90 | M | 10000 | Disposed | 2019-03-31 | Common Stock (10000) | Direct |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $192.98 to $193.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $193.99 to $194.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $195.03 to $195.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $196.06 to $197.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $197.06 to $197.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $198.40 to $198.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $200.14 to $200.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F9: This transaction was executed in multiple trades at prices ranging from $201.28 to $201.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F10: This option vests in four equal annual installments commencing on this date.