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FAIR ISAAC CORP Director's Dealing 2018

Dec 10, 2018

30091_dirs_2018-12-10_5f73f1e9-fc73-4577-8c00-0b97dfffffc3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2018-12-07

Reporting Person: Pung Michael J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-08 Common Stock M 26663 $0.00 Acquired 127972 Indirect
2018-12-08 Common Stock F 12617 $182.41 Disposed 115355 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-07 Market Share Units $ A 4801 Acquired Common Stock (4801) Direct
2018-12-08 Market Share Units $ M 4801 Disposed Common Stock (4801) Direct
2018-12-07 Market Share Units $ A 4166 Acquired Common Stock (4166) Direct
2018-12-08 Market Share Units $ M 4166 Disposed Common Stock (4166) Direct
2018-12-07 Market Share Units $ A 2848 Acquired Common Stock (2848) Direct
2018-12-08 Market Share Units $ M 2848 Disposed Common Stock (2848) Direct
2018-12-08 Performance Share Units $ M 3655 Disposed Common Stock (3655) Direct
2018-12-08 Performance Share Units $ M 3659 Disposed Common Stock (3659) Direct
2018-12-08 Performance Share Units $ M 3147 Disposed Common Stock (3147) Direct
2018-12-08 Restricted Stock Units $ M 1644 Disposed Common Stock (1644) Direct
2018-12-08 Restricted Stock Units $ M 1563 Disposed Common Stock (1563) Direct
2018-12-08 Restricted Stock Units $ M 1180 Disposed Common Stock (1180) Direct
2018-12-10 Restricted Stock Units $ A 4417 Acquired Common Stock (4417) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3.6973 Direct

Footnotes

F1: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.

F2: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F3: On December 8, 2015, the reporting person was granted a target award of 6,576 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017, 2018. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F4: No expiration date.

F5: On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F6: On December 8, 2017, the reporting person was granted a target award of 4,720 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F7: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F8: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

F9: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F10: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.