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FAIR ISAAC CORP — Director's Dealing 2016
Aug 3, 2016
30091_dirs_2016-08-03_a90c3717-4b6b-4604-becf-4993932ec2ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2016-08-02
Reporting Person: Pung Michael J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-02 | Common Stock | M | 10000 | $23.84 | Acquired | 92857 | Indirect |
| 2016-08-02 | Common Stock | S | 10000 | $129.0762 | Disposed | 82857 | Indirect |
| 2016-08-03 | Common Stock | M | 5000 | $23.84 | Acquired | 87857 | Indirect |
| 2016-08-03 | Common Stock | S | 5000 | $128.4507 | Disposed | 82857 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-02 | Non Qualified Stock Option (right to buy) | $23.84 | M | 10000 | Disposed | 2017-11-17 | Common Stock (10000) | Direct |
| 2016-08-03 | Non Qualified Stock Option (right to buy) | $23.84 | M | 5000 | Disposed | 2017-11-17 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3.6956 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $129.00 to $129.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $128.30 to $128.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Common stock holdings include ESPP reinvested dividends.
F4: This option vests in four equal annual installments commencing on this date.