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FAIR ISAAC CORP — Director's Dealing 2013
Feb 4, 2013
30091_dirs_2013-02-04_d3eca2fc-4e8e-42ae-9ae1-2fa785794f0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2013-02-01
Reporting Person: BATTLE A GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | M | 19125 | $32.46 | Acquired | 31828 | Direct |
| 2013-02-01 | Common Stock | S | 18475 | $45.1488 | Disposed | 13353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-01 | Non-Qualified Stock Option | $32.46 | M | 16875 | Disposed | 2013-02-03 | Common Stock (16875) | Direct |
| 2013-02-01 | Non-Qualified Stock Option | $32.46 | M | 2250 | Disposed | 2013-02-03 | Common Stock (2250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10010 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Exercised pursuant to insider's 10b5-1 plan.
F2: Mr. Battle's direct and indirect holdings on this filing have been reduced by 12,388 shares from his last ownership reporting as he relinquished control over his adult children's shares he had disclaimed beneficial ownership in for purposes of Section 16 or any other purpose. Further, since his last filing, Mr. Battle has transferred certain holdings as indicated on this filing to his Trust and to an LLC he owns in part.
F3: Sold pursuant to insider's 10b5-1 plan.
F4: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This option vested in full upon the date of grant.