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FAIR ISAAC CORP — Director's Dealing 2013
Aug 6, 2013
30091_dirs_2013-08-06_78b6d230-a393-477a-9089-03b1141080d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2013-08-05
Reporting Person: Jennings Andrew (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-05 | Common Stock | M | 2428 | $34.26 | Acquired | 13452.0006 | Indirect |
| 2013-08-05 | Common Stock | M | 9375 | $14.16 | Acquired | 22827.0006 | Indirect |
| 2013-08-05 | Common Stock | M | 3126 | $35.99 | Acquired | 25953.0006 | Indirect |
| 2013-08-05 | Common Stock | M | 6250 | $24.03 | Acquired | 32203.0006 | Indirect |
| 2013-08-05 | Common Stock | M | 9375 | $20.31 | Acquired | 41578.0006 | Indirect |
| 2013-08-05 | Common Stock | S | 30554 | $52.0622 | Disposed | 11023.9965 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-05 | Non-Qualified Stock Option (Right to buy) | $34.26 | M | 2428 | Disposed | 2014-12-17 | Common Stock (2428) | Direct |
| 2013-08-05 | Non-Qualified Stock Option (Right to buy) | $14.16 | M | 9375 | Disposed | 2015-12-17 | Common Stock (9375) | Direct |
| 2013-08-05 | Non-Qualified Stock Option (Right to buy) | $35.99 | M | 3126 | Disposed | 2018-12-12 | Common Stock (3126) | Direct |
| 2013-08-05 | Non-Qualified Stock Option (Right to buy) | $24.03 | M | 6250 | Disposed | 2017-12-12 | Common Stock (6250) | Direct |
| 2013-08-05 | Non-Qualified Stock Option (Right to buy) | $20.31 | M | 9375 | Disposed | 2016-12-17 | Common Stock (9375) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: Common stock holdings includes adjustment of ESPP reinvested dividends.
F3: This option vests in four equal annual installments commencing on this date.