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FAIR ISAAC CORP — Director's Dealing 2013
Dec 17, 2013
30091_dirs_2013-12-17_230423a2-b590-4593-876c-4821cee5644b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2013-12-13
Reporting Person: Leonard Michael S (CAO and Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Common Stock | M | 250 | — | Acquired | 1315.5422 | Direct |
| 2013-12-13 | Common Stock | M | 938 | — | Acquired | 2253.5422 | Direct |
| 2013-12-13 | Common Stock | M | 938 | — | Acquired | 3191.5422 | Direct |
| 2013-12-13 | Common Stock | F | 797 | $57.00 | Disposed | 2394.5422 | Direct |
| 2013-12-16 | Common Stock | S | 62 | $58.73 | Disposed | 2332.5422 | Direct |
| 2013-12-16 | Common Stock | M | 938 | $35.99 | Acquired | 3270.5422 | Direct |
| 2013-12-16 | Common Stock | S | 938 | $58.6991 | Disposed | 2332.5422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Restricted Stock Units | $ | M | 250 | Disposed | Common Stock (250) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 938 | Disposed | Common Stock (938) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 938 | Disposed | Common Stock (938) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 4000 | Acquired | Common Stock (4000) | Direct | |
| 2013-12-16 | Non-Qualified Stock Option (right to buy) | $35.99 | M | 938 | Disposed | 2018-12-12 | Common Stock (938) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F2: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $58.67 to $58.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F5: No expiration date.
F6: This option vests in four equal annual installments commencing on this date.