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FAIR ISAAC CORP — Director's Dealing 2013
Dec 17, 2013
30091_dirs_2013-12-17_a53b0497-87f6-4128-b7bd-ea131c18e817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2013-12-13
Reporting Person: Jennings Andrew (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Common Stock | M | 3334 | — | Acquired | 14357.9965 | Indirect |
| 2013-12-13 | Common Stock | M | 1334 | — | Acquired | 15691.9965 | Indirect |
| 2013-12-13 | Common Stock | M | 1042 | — | Acquired | 16733.9965 | Indirect |
| 2013-12-13 | Common Stock | M | 2500 | — | Acquired | 19233.9965 | Indirect |
| 2013-12-13 | Common Stock | M | 834 | — | Acquired | 20067.9965 | Indirect |
| 2013-12-13 | Common Stock | F | 2435 | $57.00 | Disposed | 17632.9965 | Indirect |
| 2013-12-13 | Common Stock | F | 2282 | $57.00 | Disposed | 15350.9969 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Performance Share Units | $ | M | 3334 | Disposed | Common Stock (3334) | Direct | |
| 2013-12-13 | Performance Share Units | $ | M | 1334 | Disposed | Common Stock (1334) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 1042 | Disposed | Common Stock (1042) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Stock (2500) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | M | 834 | Disposed | Common Stock (834) | Direct | |
| 2013-12-13 | Restricted Stock Units | $ | A | 2908 | Acquired | Common Stock (2908) | Direct |
Footnotes
F1: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F2: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3: Shares withheld by Company for payment of taxes due at vesting from earned performance share units.
F4: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F5: Includes reinvested dividends from ESPP plan.
F6: The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F7: No expiration date.
F8: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.