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FAIR ISAAC CORP — Director's Dealing 2012
Aug 28, 2012
30091_dirs_2012-08-28_a3e88b1f-db63-4132-ac15-1e947545e8ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2012-08-24
Reporting Person: Pung Michael J (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common Stock | M | 1125 | — | Acquired | 15731.6777 | Direct |
| 2012-08-24 | Common Stock | F | 480 | $43.54 | Disposed | 15251.6777 | Direct |
| 2012-08-24 | Common Stock | M | 3436 | $23.84 | Acquired | 18687.6777 | Direct |
| 2012-08-24 | Common Stock | M | 1455 | $43.58 | Acquired | 20142.6777 | Direct |
| 2012-08-24 | Common Stock | M | 6250 | $41.74 | Acquired | 26392.6777 | Direct |
| 2012-08-24 | Common Stock | M | 6250 | $34.26 | Acquired | 32642.6777 | Direct |
| 2012-08-24 | Common Stock | M | 7500 | $14.16 | Acquired | 40142.6777 | Direct |
| 2012-08-24 | Common Stock | M | 5000 | $20.31 | Acquired | 45142.6777 | Direct |
| 2012-08-24 | Common Stock | S | 29891 | $43.6708 | Disposed | 15251.6777 | Direct |
| 2012-08-27 | Common Stock | M | 21564 | $23.84 | Acquired | 36815.6777 | Direct |
| 2012-08-27 | Common Stock | S | 21564 | $43.478 | Disposed | 15251.6777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | Restricted Stock Units | $ | M | 1125 | Disposed | Common Stock (1125) | Direct | |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $23.84 | M | 3436 | Disposed | 2017-11-17 | Common Stock (3436) | Direct |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $43.58 | M | 1455 | Disposed | 2012-12-19 | Common Stock (1455) | Direct |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $41.74 | M | 6250 | Disposed | 2013-12-17 | Common Stock (6250) | Direct |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $34.26 | M | 6250 | Disposed | 2014-12-17 | Common Stock (6250) | Direct |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $14.16 | M | 7500 | Disposed | 2015-12-17 | Common Stock (7500) | Direct |
| 2012-08-24 | Non-Qualified Stock Optin (Right to buy) | $20.31 | M | 5000 | Disposed | 2016-12-17 | Common Stock (5000) | Direct |
| 2012-08-27 | Non-Qualified Stock Optin (Right to buy) | $23.84 | M | 21564 | Disposed | 2017-11-17 | Common Stock (21564) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F2: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $43.65 to $43.8601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $43.37 to $43.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F6: No expiration date.
F7: This option vests in four equal annual installments commencing on this date.