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FAIR ISAAC CORP — Director's Dealing 2012
Aug 28, 2012
30091_dirs_2012-08-28_f63a7d84-1083-41ab-9164-b23522766d8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2012-08-24
Reporting Person: DEAL RICHARD (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common Stock | M | 1875 | — | Acquired | 20696 | Direct |
| 2012-08-24 | Common Stock | F | 800 | $43.54 | Disposed | 19896 | Direct |
| 2012-08-28 | Common Stock | M | 6447 | $28.75 | Acquired | 26343 | Direct |
| 2012-08-28 | Common Stock | M | 17254 | $32.01 | Acquired | 43597 | Direct |
| 2012-08-28 | Common Stock | S | 23701 | $44.06 | Disposed | 19896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | Restricted Stock Units | $ | M | 1875 | Disposed | Common Stock (1875) | Direct | |
| 2012-08-28 | Non-Qualified Stock Option (right to buy) | $28.75 | M | 6447 | Disposed | 2014-08-01 | Common Stock (6447) | Direct |
| 2012-08-28 | Non Qualified Stock Option (right to buy) | $32.01 | M | 17254 | Disposed | 2014-11-14 | Common Stock (17254) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F2: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $43.43 to $44.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F5: No expiration date.
F6: This option vests in four equal annual installments commencing on this date.