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FAIR ISAAC CORP — Director's Dealing 2011
Dec 15, 2011
30091_dirs_2011-12-15_a2192f15-3a73-4a79-8acd-59d25a11b304.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2011-12-13
Reporting Person: KERR DEBORAH (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-13 | Common Stock | M | 10000 | — | Acquired | 22277 | Direct |
| 2011-12-13 | Common Stock | F | 4668 | $35.99 | Disposed | 17609 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct | |
| 2011-12-13 | Restricted Stock Units | $ | A | 10000 | Acquired | Common Stock (10000) | Direct | |
| 2011-12-13 | Restricted Stock Units | $ | A | 15000 | Acquired | Common Stock (15000) | Direct | |
| 2011-12-13 | Non-Qualified Stock Option (right to buy) | $35.99 | A | 30000 | Acquired | 2018-12-12 | Common Stock (30000) | Direct |
Footnotes
F1: The revenue and net income targets were deemed satisfied by the Compensation Committee resulting in a partial acceleration of this RSU award.
F2: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F4: 11,475 of these shares are held by The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTED Deborah L. Kerr TTEE.
F5: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. The third and fourth installments may be accelerated to vest with the first and second installments upon the satisfaction of specified revenue and net income targets.
F6: No expiration date.
F7: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F8: This option vests in four equal annual installments commencing on this date.