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FAIR ISAAC CORP — Director's Dealing 2011
Nov 14, 2011
30091_dirs_2011-11-14_057529b2-edec-4cb1-9d3c-dd22be5fc4b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2011-11-11
Reporting Person: KERR DEBORAH (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-11 | Common Stock | M | 5625 | $24.45 | Acquired | 13659 | Direct |
| 2011-11-11 | Common Stock | M | 13126 | $20.31 | Acquired | 26785 | Direct |
| 2011-11-11 | Common Stock | M | 41226 | $13.22 | Acquired | 68011 | Direct |
| 2011-11-11 | Common Stock | S | 1382 | $35.4124 | Disposed | 66629 | Direct |
| 2011-11-11 | Common Stock | S | 13126 | $35.4124 | Disposed | 53503 | Direct |
| 2011-11-11 | Common Stock | S | 41226 | $35.4124 | Disposed | 12277 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-11 | Non-Qualified Stock Option (right to buy) | $24.45 | M | 5625 | Disposed | 2017-07-22 | Common Stock (5625) | Direct |
| 2011-11-11 | Non-Qualified Stock Option (right to buy) | $20.31 | M | 13126 | Disposed | 2016-12-17 | Common Stock (13126) | Direct |
| 2011-11-11 | Non-Qualified Stock Option (right to buy) | $13.22 | M | 41226 | Disposed | 2016-02-01 | Common Stock (41226) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $34.90 to $35.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: 6,143 of these shares are held by The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE.
F3: This option vests in four equal annual installments commencing on this date.