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Fagron N.V. — Major Shareholding Notification 2022
Dec 19, 2022
3949_rns_2022-12-19_4a671119-75d2-49f0-b5cc-ed236373ce8a.pdf
Major Shareholding Notification
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Final
| Name FAGRON | |
|---|---|
| Identification number 0890-535-026 |
2 +
2 +
| Name | Address (for legal entities) |
|---|---|
| Klaus Röhrig | |
| Active Ownership Management Ltd (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Active Ownership LP (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Active Ownership Investments Limited (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Florian Schuhbauer | |
| Active Ownership Advisors GmbH | Erlenbacher Strasse 12, 60389 Frankfurt am Main, Germany |
| Active Ownership Capital S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Active Ownership Corporation S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Active Ownership Fund SICAV-FIS SCS | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| AOC Pharma S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Name | Address (for legal entities) | ||
|---|---|---|---|
| + A |
|||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||
| 7) Date on which the threshold is crossed | |||
| 12/12/2022 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| 5 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||
| 9) Denominator | |||
| 72,992,654 | |||
| Please enter the denominator before filling in the data | |||
Transparency notification Form TR-1 BE PART I
1) Status of the notification
2) Issuer
3) Reason for the notification
5) Persons subject to the notification requirement
4) Notification by
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
A parent undertaking or a controlling person
Acquisition or disposal of voting securities or voting rights
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
S | ||
| Klaus Röhrig | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Management Ltd (Cyprus) |
0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership LP (Cyprus) | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Investments Limited (Cyprus) |
0 | 0 | 0.00% | 0.00% | 1 | - | |
| Florian Schuhbauer | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Advisors GmbH | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Capital S.à r.l. | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Corporation S.à r.l. | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Fund SICAV-FIS SCS | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| AOC Pharma S.à r.l. | 6,377,392 | 0 | 8.74% | 0.00% | 1 | - | |
| Subtotal | 6,377,392 | 8.74% | S | + | |||
| TOTAL | 6,377,392 | 0 | 8.74% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
10) Notified details
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 6,377,392 | 8.74% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% |
(DD/MM/YYYY) Holder will cease to hold / will hold again 0 13) Additional information voting rights as of
- AOC Pharma S.à r.l. is controlled by Active Ownership Fund SICAV-FIS SCS. 2. Active Ownership Capital S.à r.l. is the general partner of Active Ownership Fund SICAV-FIS SCS. 3. On 1 October 2019, an agreement was concluded by Active Ownership Fund SICAV-FIS SCS regarding the appointment of Active Ownership Corporation S.à r.l. as AIFM for Active Ownership Fund SICAV-FIS SCS. Pursuant to this agreement and appointment Active Ownership Corporation S.à r.l will exercise the voting rights with respect to shares held by Active Ownership Fund SICAV-FIS SCS. 4. Active Ownership Corporation S.à r.l. and Active Ownership Capital S.à r.l. are both jointly controlled by two shareholders, Active Ownership Advisors GmbH and Active Ownership Investments Ltd. 5. Active Ownership Advisors GmbH is controlled by Florian Schuhbauer. 6. Active Ownership Investments Ltd. is controlled by Active Ownership LP, which is controlled by Active Ownership Management Ltd, which is controlled by Klaus Röhrig.
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
The totals will be updated once you have clicked on