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EXPONENT INC — Director's Dealing 2020
Feb 14, 2020
31263_dirs_2020-02-14_80b0f9f1-1682-4a3b-963a-d1210620020a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2020-01-03
Reporting Person: JOHNSTON PAUL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-23 | Common Stock | S | 8291 | $69.0797 | Disposed | 46605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-03 | Dividend Equivalent Rights | $ | A | 297 | Acquired | 2020-03-11 | Common Stock (297) | Direct |
Footnotes
F1: Per 10b5-1 trading plan entered into on July 26, 2019.
F2: Reporting a sale of 8,291 shares on 12/23/19 that was not previously reported on a Form 4.
F3: Due to a calculation error associated with a stock split, the total shares outstanding was over reported by 4,000 shares on the form 4s dated 3/13/19, 10/22/19, 10/25/19, 10/30/19, 11/04/19, 11/07/19, 11/12/19, 11/15,19, 11/20/19, 11/25/19, 12/02/19, 12/5/19, 12/10/19, 12/13/19, and 12/18/19. The total reflected here corrects the misreported amounts.
F4: 1-for-1.
F5: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2019.
F6: Not applicable.