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EXPONENT INC — Director's Dealing 2019
Mar 15, 2019
31263_dirs_2019-03-15_204912f4-6d60-4d17-bab4-6d4a3d137903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2019-03-13
Reporting Person: Pye John (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-13 | Common Stock | M | 3656 | — | Acquired | 29624 | Direct |
| 2019-03-13 | Common Stock | M | 188 | — | Acquired | 29812 | Direct |
| 2019-03-13 | Common Stock | F | 1065 | $56.92 | Disposed | 28747 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-13 | Dividend Equivalent Rights | $ | A | 48 | Acquired | 2019-03-13 | Common Stock (48) | Direct |
| 2019-03-13 | Dividend Equivalent Rights | $ | M | 188 | Disposed | 2019-03-13 | Common Stock (188) | Direct |
| 2019-03-13 | Restricted Stock Units | $ | M | 3656 | Disposed | 2019-03-13 | Common Stock (3656) | Direct |
Footnotes
F1: Reflects the conversion of shares of vested Restricted Stock Units granted on March 13, 2015 into shares of Common Stock on a 1:1 basis.
F2: Not applicable.
F3: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
F4: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.
F5: 1-for-1.
F6: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2019 and 2015.
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