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EXPONENT INC — Director's Dealing 2018
Feb 9, 2018
31263_dirs_2018-02-09_ad76fb56-45a4-4353-a059-33d4c430f07b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2017-12-29
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-31 | Common Stock | P | 125 | $56.575 | Acquired | 193901 | Direct |
| 2017-06-30 | Common Stock | P | 156 | $55.385 | Acquired | 194057 | Direct |
| 2017-09-29 | Common Stock | P | 106 | $70.205 | Acquired | 194163 | Direct |
| 2017-12-29 | Common Stock | P | 29 | $67.545 | Acquired | 194192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Dividend Equivalent Rights | $ | A | 158 | Acquired | 2018-03-14 | Common Stock (158) | Direct |
| 2017-12-29 | Dividend Equivalent Rights | $ | A | 134 | Acquired | 2019-03-13 | Common Stock (134) | Direct |
| 2017-12-29 | Dividend Equivalent Rights | $ | A | 114 | Acquired | 2020-03-11 | Common Stock (114) | Direct |
Footnotes
F1: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F2: 1-for-1.
F3: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2017.
F4: Not applicable.
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