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EXPONENT INC — Director's Dealing 2015
Oct 30, 2015
31263_dirs_2015-10-30_8f746c72-b7f6-469c-867c-e20ffcdb9e70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2015-10-28
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-28 | Common Stock | M | 2381.0 | $15.505 | Acquired | 189093 | Direct |
| 2015-10-28 | Common Stock | S | 2381.0 | $52.043 | Disposed | 186712 | Direct |
| 2015-10-28 | Common Stock | M | 25604.0 | $9.185 | Acquired | 212316 | Direct |
| 2015-10-28 | Common Stock | S | 25604.0 | $52.043 | Disposed | 186712 | Direct |
| 2015-10-28 | Common Stock | M | 23028.0 | $15.505 | Acquired | 209740 | Direct |
| 2015-10-28 | Common Stock | S | 23028.0 | $52.043 | Disposed | 186712 | Direct |
| 2015-10-28 | Common Stock | M | 7881.0 | $9.185 | Acquired | 194593 | Direct |
| 2015-10-28 | Common Stock | S | 7881.0 | $52.043 | Disposed | 186712 | Direct |
| 2015-10-29 | Common Stock | M | 100.0 | $15.505 | Acquired | 186812 | Direct |
| 2015-10-29 | Common Stock | S | 100.0 | $52.0 | Disposed | 186712 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-28 | Incentive Stock Option (right to buy) | $9.185 | M | 7881.0 | Disposed | 2017-02-02 | Common Stock (7881) | Direct |
| 2015-10-28 | Incentive Stock Option (right to buy) | $15.505 | M | 2381.0 | Disposed | 2018-02-05 | Common Stock (2381) | Direct |
| 2015-10-29 | Incentive Stock Option (right to buy) | $15.505 | M | 100.0 | Disposed | 2018-02-05 | Common Stock (100) | Direct |
| 2015-10-28 | Non-Qualified Stock Option (right to buy) | $9.185 | M | 25604.0 | Disposed | 2017-02-02 | Common Stock (25604) | Direct |
| 2015-10-28 | Non-Qualified Stock Option (right to buy) | $15.505 | M | 23028.0 | Disposed | 2018-02-05 | Common Stock (23028) | Direct |
Footnotes
F1: The stock option becomes exercisable in four equal annual installments.
F2: Not applicable.
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