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eXp World Holdings, Inc. Director's Dealing 2021

Aug 6, 2021

31794_dirs_2021-08-06_63c9ca25-4a22-48c9-a40d-9fa4233f2f6d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EXP World Holdings, Inc. (EXPI)
CIK: 0001495932
Period of Report: 2021-07-31

Reporting Person: MILES RANDALL D (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-04 Common Stock M 15000.00 $0.88 Acquired 715080.00 Direct
2021-08-04 Common Stock S 300.00 $41.22 Disposed 714780.00 Direct
2021-08-04 Common Stock S 1900.00 $43.7237 Disposed 712880.00 Direct
2021-08-04 Common Stock S 2518.00 $44.6845 Disposed 710362.00 Direct
2021-08-04 Common Stock S 2474.00 $45.8055 Disposed 707888.00 Direct
2021-08-04 Common Stock S 5776.00 $46.5982 Disposed 702112.00 Direct
2021-08-04 Common Stock S 2032.00 $47.4644 Disposed 700080.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-31 Stock Options (Right to buy) $35.92 A 4222.00 Acquired 2031-07-31 Common Stock (4222.00) Direct
2021-08-04 Stock Option (Right to Buy) $0.88 M 15000.00 Disposed 2026-07-19 Common Stock (15000.00) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $41.49, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.10 to $44.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.12 to $45.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.20 to $46.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.21 to $47.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.21 to $47.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (7) to this Form 4.

F8: The Stock Option shares vested ratably over a three-year period in 36 monthly installments, with the final vesting date on July 31, 2024, subject to acceleration if the Issuer is acquired.

F9: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.