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eXp World Holdings, Inc. — Director's Dealing 2021
Aug 24, 2021
31794_dirs_2021-08-24_42d9b6a3-a27c-4145-bffd-ae457598410a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXP World Holdings, Inc. (EXPI)
CIK: 0001495932
Period of Report: 2018-08-31
Reporting Person: Gesing Jason (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | Common Stock | M | 350.00 | $0.00 | Acquired | 2240372.00 | Direct |
| 2021-03-22 | Common Stock | M | 25000.00 | $0.08 | Acquired | 2265372.00 | Direct |
| 2021-04-30 | Common Stock | M | 200.00 | $0.00 | Acquired | 2265572.00 | Direct |
| 2021-07-31 | Common Stock | M | 150.00 | $0.00 | Acquired | 2265722.00 | Direct |
| 2021-07-31 | Common Stock | M | 150.00 | $0.00 | Acquired | 2265872.00 | Direct |
| 2021-08-20 | Common Stock | S | 11500.00 | $40.2139 | Disposed | 2254372.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-31 | Restricted Stock Units | $0.00 | A | 150.00 | Acquired | Common Stock (150.00) | Direct | |
| 2018-10-31 | Restricted Stock Units | $0.00 | A | 150.00 | Acquired | Common Stock (150.00) | Direct | |
| 2020-03-31 | Restricted Stock Units | $0.00 | A | 96.00 | Acquired | Common Stock (96.00) | Direct | |
| 2020-11-30 | Restricted Stock Units | $0.00 | M | 350.00 | Disposed | Common Stock (350.00) | Direct | |
| 2021-03-22 | Stock Options (Right to buy) | $0.08 | M | 25000.00 | Disposed | 2022-12-31 | Common Stock (25000.00) | Direct |
| 2021-04-30 | Restricted Stock Units | $0.00 | M | 200.00 | Disposed | Common Stock (200.00) | Direct | |
| 2021-07-31 | Restricted Stock Units | $0.00 | M | 150.00 | Disposed | Common Stock (150.00) | Direct | |
| 2021-07-31 | Restricted Stock Units | $0.00 | M | 150.00 | Disposed | Common Stock (150.00) | Direct |
Footnotes
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F10: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F11: The RSUs vested as to 100% of the total number of shares on November 30, 2020. Shares of the Issuer's common stock were delivered to the Reporting Person.
F12: The options are fully vested.
F13: The RSUs vested as to 100% of the total number of shares on April 30, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person.
F14: The RSUs vested as to 100% of the total number of shares on July 31, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person.
F2: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person.
F3: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to 40.65, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
F5: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.
F6: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on August 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.
F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F8: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on October 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.
F9: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2023, as long as the reporting person continues to provide service to eXp through the respective vesting date.