EVOLUTION PETROLEUM CORP — Director's Dealing 2018

Sep 18, 2018

SEC Form 4/A — Form 4/A

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2018-09-05

Reporting Person: Joe David (SVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-05	Common Stock	M	7348	$9.90	Acquired	271354	Direct
2018-09-05	Common Stock	F	5368	$9.90	Disposed	265986	Direct
2018-09-05	Common Stock	A	26768	—	Acquired	292754	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-05	Common Stock	$0.0	M	7348	Disposed	2020-09-01	Common Stock (7348.0)	Direct

Footnotes

F1: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal.

F2: Form 4 amended to correctly reflect 5,368 shares surrendered to the Company to pay income tax withholding obligations.

F3: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.