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EVOLUTION MINING LIMITED Regulatory Filings 2020

Feb 18, 2020

64885_rns_2020-02-18_7ba67692-bfb3-43b3-8b65-fb7267c4f03f.pdf

Regulatory Filings

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Form 603 Corporations Act 2001 Section 671B

Notice of Initial Substantial Holder

To: EVOLUTION MINING LIMITED

ACN/ARSN:

1. Details of substantial holder (1)

Name: FIL Limited and the entities listed in Annexure A ("FIL") ACN/ARSN (if applicable)

The holder became a substantial holder on

14 February 2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of Securities (4) Number of securities Person’s votes (5) Voting power (6)
COMMON STOCK 86,423,781
86,423,781
5.07%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Refer to Annexure A

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Refer to Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Date of Acquisition Holder of Consideration (9) Class and
Relevant Interest Number of Securities
AUD COMMON STOCK
15-Oct-19 FIL 4.3970 316
15-Oct-19 FIL 4.3970 6,198
15-Oct-19 FIL 4.3970 9,655
15-Oct-19 FIL 4.3970 12,831
15-Oct-19 FIL 4.3970 66,424
15-Oct-19 FIL 4.3970 81,031
22-Oct-19 FIL 4.0568 30,167
24-Oct-19 FIL 4.0974 42,630
4-Nov-19 FIL 4.2521 155,616
7-Nov-19 FIL 4.1710 6,368
7-Nov-19 FIL 4.1710 12,681
7-Nov-19 FIL 4.1710 14,467
7-Nov-19 FIL 4.1710 22,359
7-Nov-19 FIL 4.1710 60,500
7-Nov-19 FIL 4.1710 78,740
7-Nov-19 FIL 4.1710 80,720
7-Nov-19 FIL 4.1395 111,752
7-Nov-19 FIL 4.1710 253,644
8-Nov-19 FIL 4.0104 3,264
8-Nov-19 FIL 3.9440 5,160
8-Nov-19 FIL 4.0104 6,944
8-Nov-19 FIL 3.9440 8,336
8-Nov-19 FIL 4.0104 9,231
8-Nov-19 FIL 3.9440 10,974
8-Nov-19 FIL 4.0104 11,414
8-Nov-19 FIL 3.9440 14,589
8-Nov-19 FIL 3.9440 18,038
8-Nov-19 FIL 4.0104 31,310
8-Nov-19 FIL 4.0104 38,257
8-Nov-19 FIL 4.0104 40,378
8-Nov-19 FIL 3.9440 49,483
8-Nov-19 FIL 3.9440 60,462
8-Nov-19 FIL 3.9440 60,973
8-Nov-19 FIL 3.9440 63,815
8-Nov-19 FIL 4.0104 131,718
8-Nov-19 FIL 3.9440 208,170
11-Nov-19 FIL 3.9477 9,250
11-Nov-19 FIL 3.9477 14,945
11-Nov-19 FIL 3.9477 19,675
11-Nov-19 FIL 3.9477 26,157
11-Nov-19 FIL 3.9477 32,341
11-Nov-19 FIL 3.9477 88,719
11-Nov-19 FIL 3.9477 108,403
11-Nov-19 FIL 3.9477 109,319
11-Nov-19 FIL 3.9477 114,414
11-Nov-19 FIL 3.9477 373,228
12-Nov-19 FIL 3.9634 9,250
12-Nov-19 FIL 3.9634 14,945
12-Nov-19 FIL 3.9634 19,676
12-Nov-19 FIL 3.9634 26,156
12-Nov-19 FIL 3.9634 32,341
12-Nov-19 FIL 3.9634 88,718
12-Nov-19 FIL 3.9634 108,403
12-Nov-19 FIL 3.9634 109,319
12-Nov-19 FIL 3.9634 114,415
12-Nov-19 FIL 3.9634 373,228
15-Nov-19 FIL 4.0007 18,661
20-Nov-19 FIL 3.9041 35,867
21-Nov-19 FIL 3.8906 506
21-Nov-19 FIL 3.8906 901
21-Nov-19 FIL 3.8906 2,706
21-Nov-19 FIL 3.8906 14,876
21-Nov-19 FIL 3.8906 16,636
21-Nov-19 FIL 3.8906 31,950
21-Nov-19 FIL 3.8906 55,908
21-Nov-19 FIL 3.8642 177,077
28-Nov-19 FIL 3.9775 172,653
2-Dec-19 FIL 3.9912 18,706
10-Dec-19 FIL 3.7642 20,644
16-Dec-19 FIL 3.5663 484,777
19-Dec-19 FIL 3.3989 801
19-Dec-19 FIL 3.3989 1,034
19-Dec-19 FIL 3.3989 14,282
19-Dec-19 FIL 3.3989 17,185
30-Dec-19 FIL 3.7272 154,327
6-Jan-20 FIL 3.8688 1,590
6-Jan-20 FIL 3.8688 21,591
6-Jan-20 FIL 3.8688 32,334
6-Jan-20 FIL 3.8688 49,488
14-Jan-20 FIL 3.6253 7,816
14-Jan-20 FIL 3.6253 14,437
14-Jan-20 FIL 3.6253 45,925
14-Jan-20 FIL 3.6253 49,150
14-Jan-20 FIL 3.6253 157,436
15-Jan-20 FIL 3.7483 5,975
15-Jan-20 FIL 3.7483 11,035
15-Jan-20 FIL 3.7483 35,104
15-Jan-20 FIL 3.7483 37,569
15-Jan-20 FIL 3.7483 120,340
16-Jan-20 FIL 3.9036 15,559
16-Jan-20 FIL 3.9036 28,740
16-Jan-20 FIL 3.9036 91,422
16-Jan-20 FIL 3.9036 97,840
16-Jan-20 FIL 3.9036 313,403
21-Jan-20 FIL 3.8985 161,749
29-Jan-20 FIL 3.7898 1,003
29-Jan-20 FIL 3.7898 16,550
30-Jan-20 FIL 3.7047 134,883
4-Feb-20 FIL 3.8372 16,970
10-Feb-20 FIL 3.7750 3,963,548
12-Feb-20 FIL 3.9883 467,379
13-Feb-20 FIL 4.0796 125,703
14-Feb-20 FIL 4.2258 11,691
14-Feb-20 FIL 4.1878 36,823
14-Feb-20 FIL 4.2258 44,417
14-Feb-20 FIL 4.2258 55,582
14-Feb-20 FIL 4.2258 82,160
14-Feb-20 FIL 4.2258 137,410
14-Feb-20 FIL 4.2258 153,830
14-Feb-20 FIL 4.2258 201,981
14-Feb-20 FIL 4.2258 606,985
Total Buys 12,206,432

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are all follows:

Name and ACN/ARSN (if applicable) Nature of association N/A

7. Addresses

The addresses of persons named in this form are as follows:

Refer to Annexure A

==> picture [107 x 45] intentionally omitted <==

Sign Here ______

Dated: 18 February 2020 Jen Li Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FIL Limited

Annexure A

Investment Manager Address Custodian Nature of Relevant Interest Sum of Numerator Shares
FIL INVESTMENT Level 11, 167 BROWN BROS HARRIMN
5,269,013
MANAGEMENT Macquarie Street, LTD LUX(C)
(AUSTRALIA) LIMITED Sydney, NSW 2000, BROWN BROTHERS
190,860
Australia HARRIMAN AND CO
CITIBANK LONDON 7,682,400
HSBC BANK PLC(C) 8,612,794
JP MORGAN,
8,574,679
BOURNEMOUTH(C)
JPMORGAN CHASE BANK 781,711
JPMORGAN CHASE BANK
1,499,150
NA LDN
NATIONAL ASTL BK
6,400,605
MELBOURNE(S)
NORTHERN TRUST
5,789,669
LONDON(C)
FIL INVESTMENT Level 21, Two Pacific BNP PARIBAS
377,227
MANAGEMENT Place, 88 Queensway, FRANKFURT(C)
Investment Discretion /
(HONG KONG) Admiralty, Hong Kong BROWN BROS HARRIMN
Voting Power 3,236,453
LIMITED LTD LUX(C)
HSBC INST TRST SER ASIA
4,967,818
LTD(C)
JP MORGAN,
1,755,331
BOURNEMOUTH(C)
MASTER TRUST BANK OF
9,453
JAPAN(C)
NOMURA TRUST AND
156,426
BANKING(C)
FIL INVESTMENT Oakhill House, 130
SERVICES (UK) Tonbridge Road, JP MORGAN,
535,516
LIMITED Hildenborough, Kent, BOURNEMOUTH (C)
England TN119DZ
FIL RESPONSIBLE Level 11, 167
ENTITY (AUSTRALIA) Macquarie Street, JP MORGAN,
30,584,676
LIMITED Sydney, NSW 2000, BOURNEMOUTH (C)
Australia
Grand Total 86,423,781