EVOLUTION MINING LIMITED — Regulatory Filings 2020

Apr 15, 2020

604 GUIDE page 1/1 13 March 2000

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Evolution Mining Limited

ACN/ARSN 084 669 036

1. Details of substantial holder (1)

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
ToCompany Name/Scheme Evolution Mining Limited ACN/ARSN 084 669 036 1. Details of substantial holder (1)
Name Van Eck Associates Corporation (and its associates referred to in paragraph 6). ACN/ARSN (if applicable) N/A There was a change in the interests of the substantial holder on 08/04/2020 The previous notice was given to the company on 18/06/2019 The previous notice was dated 14/06/2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinaryshares 213,672,405 12.59% 197,616,239 11.59% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected Van Eck Associates Corporation(VEAC) See Annexure A 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person’s votes VEAC Bank of New York Mellon as custodian for VanEck Vectors Gold Miners ETF VanEck Vectors Gold Miners ETF (GDX) VEAC holds its relevant interest by having the power to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates in the ordinary course of investment management business. Ordinary shares 96,956,265 5.69%			Van Eck Associates Corporation (and its associates referred to in paragraph 6).
			N/A
	Date of change	Person whose relevant interest changed			Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
		Van Eck Associates Corporation(VEAC)			See Annexure A
						after the change are as follows:
	Holder of relevant interest	Registered holder of securities			Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
	VEAC	Bank of New York Mellon as custodian for VanEck Vectors Gold Miners ETF			VanEck Vectors Gold Miners ETF (GDX)	VEAC holds its relevant interest by having the power to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates in the ordinary course of investment management business.	Ordinary shares 96,956,265	5.69%

ME_170671758_2

VEAC	Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners ETF	VanEck Vectors Junior Gold Miners ETF (GDXJ)	Same as above.	Ordinary shares 76,712,054	4.50%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF	Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF(HAP)	Same as above.	Ordinary shares 20,631	0.00%
VEAC	State Street Bank as custodian for VanEck International Investors Gold Fund	VanEck International Investors Gold Fund (IIG)	Same as above.	Ordinary shares 10,999,987	0.65%
VEAC	JPMorgan as custodian for Jackson National	Jackson National/Van Eck International Fund (JLGOLD)	Same as above.	Ordinary shares 1,159,362	0.07%
VEAC	Credit Agricole as custodian for LODH Invest - The World Gold Expertise Fund	LODH Invest - The World Gold Expertise Fund (LODH)	Same as above.	Ordinary shares 1,356,285	0.08%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors S&P/ASX Midcap ETF	VanEck Vectors S&P/ASX Midcap ETF (MVE.AU)	Same as above.	Ordinary shares 889,260	0.05%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Australian Resources ETF	VanEck Vectors Australian Resources ETF (MVR.AU)	Same as above.	Ordinary shares 515,501	0.03%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Australian Equal Weight ETF	VanEck Vectors Australian Equal Weight ETF (MVW.AU)	Same as above.	Ordinary shares 2,817,448	0.17%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Global Mining UCITS ETF	VacEck Vectors Global Mining UCITS ETF (UCTGDIG)	Same as above.	Ordinary shares 16,026	0.00%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Gold Miners UCITS ETF	VanEck Vectors Gold Miners UCITS ETF (UCTGDX)	Same as above.	Ordinary shares 2,571,880	0.15%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners UCITS ETF	VanEck Vectors Junior Gold Miners UCITS ETF (UCTGDXJ)	Same as above.	Ordinary shares 3,054,700	0.18%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Natural Resources UCITS ETF	VanEck Vectors Natural Resources UCITS ETF (UCTHAP)	Same as above.	Ordinary shares 1,248	0.00%
VEAC	State Street Bank as custodian for Van Eck VIP Trust – VIP Global Gold	Van Eck VIP Trust – VIP Global Gold (VGOLD)	Same as above.	Ordinary shares 545,592	0.03%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

ME_170671758_2

Name and ACN/ARSN (if applicable)

Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
VEAC	666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation	666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc.	666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd	Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000
VanEck Investments Limited	Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000

Signature

print name ANDREW TILZER	capacity	AVP
sign here	date	15/04/2020
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
d to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.
f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
of a company constitute one class unless divided into separate classes.
divided by the total votes in the body corporate or scheme multiplied by 100.

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_170671758_2

This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	06/11/2019	S	-	In-Kind	184,995
GDX	06/12/2019	S	-	In-Kind	308,325
GDX	06/13/2019	S	-	In-Kind	148,020
GDX	06/14/2019	S	-	In-Kind	37,005
GDX	06/17/2019	S	-	In-Kind	246,700
GDX	06/18/2019	S	-	In-Kind	320,684
GDX	06/20/2019	S	-	In-Kind	1,739,235
GDX	06/21/2019	S	-	In-Kind	98,680
GDX	06/21/2019	B	17,827,641.52	-	4,143,063
GDX	06/24/2019	S	-	In-Kind	64,290
GDX	06/25/2019	B	-	In-Kind	334,256
GDX	06/26/2019	B	-	In-Kind	501,384
GDX	06/27/2019	S	-	In-Kind	25,712
GDX	06/28/2019	S	-	In-Kind	308,568
GDX	07/01/2019	S	-	In-Kind	359,996
GDX	07/02/2019	S	-	In-Kind	1,234,272
GDX	07/05/2019	S	-	In-Kind	179,998
GDX	07/09/2019	S	-	In-Kind	77,142
GDX	07/10/2019	S	-	In-Kind	681,368
GDX	07/12/2019	S	-	In-Kind	295,688
GDX	07/15/2019	S	-	In-Kind	51,424
GDX	07/16/2019	S	-	In-Kind	308,520
GDX	07/17/2019	S	-	In-Kind	269,955
GDX	07/18/2019	B	-	In-Kind	128,550
GDX	07/19/2019	B	-	In-Kind	796,948
GDX	07/22/2019	B	-	In-Kind	732,678
GDX	07/23/2019	B	-	In-Kind	347,058
GDX	07/25/2019	B	-	In-Kind	77,118
GDX	07/26/2019	B	-	In-Kind	334,178
GDX	08/02/2019	S	-	In-Kind	192,780
GDX	08/06/2019	B	-	In-Kind	372,679
GDX	08/07/2019	B	-	In-Kind	681,103
GDX	08/12/2019	S	-	In-Kind	128,510
GDX	08/13/2019	S	-	In-Kind	424,050
GDX	08/14/2019	S	-	In-Kind	1,053,700
GDX	08/15/2019	S	-	In-Kind	64,250
GDX	08/16/2019	S	-	In-Kind	719,544
GDX	08/19/2019	S	-	In-Kind	539,700
GDX	08/20/2019	S	-	In-Kind	578,205
GDX	08/21/2019	S	-	In-Kind	154,188
GDX	08/26/2019	B	-	In-Kind	12,855
GDX	08/27/2019	B	-	In-Kind	102,872
GDX	08/28/2019	B	-	In-Kind	25,718

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Page 1 of 15

This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	09/04/2019	B	-	In-Kind	2,869,341
GDX	09/06/2019	B	-	In-Kind	978,044
GDX	09/09/2019	S	-	In-Kind	64,345
GDX	09/10/2019	B	-	In-Kind	2,033,302
GDX	09/11/2019	S	-	In-Kind	25,738
GDX	09/12/2019	S	-	In-Kind	25,752
GDX	09/13/2019	B	-	In-Kind	631,022
GDX	09/16/2019	S	-	In-Kind	2,163,504
GDX	09/17/2019	S	-	In-Kind	167,401
GDX	09/18/2019	S	-	In-Kind	321,900
GDX	09/19/2019	B	-	In-Kind	2,189,090
GDX	09/20/2019	S	-	In-Kind	38,628
GDX	09/20/2019	S	6,142,724.53	-	1,288,685
GDX	09/23/2019	B	-	In-Kind	63,510
GDX	09/27/2019	S	-	In-Kind	63,495
GDX	10/01/2019	S	-	In-Kind	25,400
GDX	10/02/2019	S	-	In-Kind	50,800
GDX	10/04/2019	S	-	In-Kind	127,010
GDX	10/08/2019	S	-	In-Kind	558,800
GDX	10/16/2019	S	-	In-Kind	431,732
GDX	10/17/2019	B	-	In-Kind	12,698
GDX	10/23/2019	S	-	In-Kind	279,334
GDX	10/24/2019	B	-	In-Kind	50,788
GDX	10/29/2019	B	-	In-Kind	38,088
GDX	10/30/2019	B	-	In-Kind	368,242
GDX	10/31/2019	B	-	In-Kind	698,390
GDX	11/01/2019	B	-	In-Kind	1,409,478
GDX	11/04/2019	B	-	In-Kind	253,960
GDX	11/05/2019	B	-	In-Kind	584,062
GDX	11/06/2019	B	-	In-Kind	1,079,245
GDX	11/07/2019	B	-	In-Kind	203,152
GDX	11/08/2019	B	-	In-Kind	1,383,973
GDX	11/11/2019	B	-	In-Kind	558,624
GDX	11/12/2019	B	-	In-Kind	355,488
GDX	11/13/2019	B	-	In-Kind	482,448
GDX	11/18/2019	S	-	In-Kind	825,240
GDX	11/19/2019	S	-	In-Kind	380,850
GDX	11/26/2019	B	-	In-Kind	38,019
GDX	11/27/2019	B	-	In-Kind	595,819
GDX	12/05/2019	S	-	In-Kind	63,435
GDX	12/06/2019	S	703,900.34	-	181,078
GDX	12/09/2019	B	-	In-Kind	367,923
GDX	12/11/2019	S	-	In-Kind	1,776,040

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Page 2 of 15

This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	12/13/2019	S	-	In-Kind	101,488
GDX	12/16/2019	S	-	In-Kind	253,700
GDX	12/19/2019	B	-	In-Kind	25,370
GDX	12/20/2019	B	-	In-Kind	444,010
GDX	12/20/2019	S	18,412,652.91	-	5,190,296
GDX	12/23/2019	S	-	In-Kind	486,800
GDX	12/24/2019	B	-	In-Kind	410,822
GDX	12/27/2019	B	-	In-Kind	422,870
GDX	12/30/2019	B	-	In-Kind	906,150
GDX	12/31/2019	B	-	In-Kind	495,403
GDX	01/02/2020	B	-	In-Kind	567,901
GDX	01/06/2020	S	-	In-Kind	48,332
GDX	01/07/2020	B	-	In-Kind	326,241
GDX	01/08/2020	B	-	In-Kind	1,014,972
GDX	01/09/2020	B	-	In-Kind	326,241
GDX	01/10/2020	B	-	In-Kind	265,804
GDX	01/14/2020	B	-	In-Kind	302,050
GDX	01/15/2020	B	-	In-Kind	459,078
GDX	01/16/2020	B	-	In-Kind	241,620
GDX	01/22/2020	S	-	In-Kind	181,200
GDX	01/24/2020	S	-	In-Kind	241,600
GDX	01/27/2020	S	-	In-Kind	144,960
GDX	01/28/2020	S	-	In-Kind	253,659
GDX	02/03/2020	S	-	In-Kind	205,360
GDX	02/07/2020	S	-	In-Kind	241,560
GDX	02/11/2020	S	-	In-Kind	241,540
GDX	02/14/2020	S	-	In-Kind	241,520
GDX	02/19/2020	B	-	In-Kind	1,183,448
GDX	02/20/2020	S	-	In-Kind	386,432
GDX	02/21/2020	S	-	In-Kind	724,680
GDX	02/24/2020	S	-	In-Kind	845,460
GDX	02/25/2020	S	-	In-Kind	483,280
GDX	02/26/2020	S	-	In-Kind	410,754
GDX	02/27/2020	S	-	In-Kind	736,941
GDX	02/28/2020	B	-	In-Kind	217,566
GDX	03/02/2020	S	-	In-Kind	120,880
GDX	03/03/2020	B	-	In-Kind	60,445
GDX	03/05/2020	S	-	In-Kind	12,094
GDX	03/09/2020	S	-	In-Kind	96,768
GDX	03/10/2020	S	-	In-Kind	302,425
GDX	03/11/2020	S	-	In-Kind	24,192
GDX	03/12/2020	S	-	In-Kind	943,722
GDX	03/13/2020	S	-	In-Kind	1,186,486

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Page 3 of 15

This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	03/16/2020	S	-	In-Kind	133,210
GDX	03/17/2020	S	-	In-Kind	411,638
GDX	03/18/2020	B	-	In-Kind	2,166,616
GDX	03/19/2020	B	-	In-Kind	1,029,095
GDX	03/20/2020	S	-	In-Kind	1,634,445
GDX	03/23/2020	S	-	In-Kind	1,210,800
GDX	03/26/2020	B	-	In-Kind	72,624
GDX	03/27/2020	B	-	In-Kind	484,160
GDX	03/30/2020	S	-	In-Kind	1,573,650
GDX	03/31/2020	S	-	In-Kind	1,017,156
GDX	04/01/2020	S	-	In-Kind	484,360
GDX	04/02/2020	S	-	In-Kind	447,996
GDX	04/03/2020	S	-	In-Kind	1,065,504
GDX	04/06/2020	S	-	In-Kind	1,089,720
GDX	04/07/2020	S	-	In-Kind	1,343,766
GDX	04/08/2020	S	-	In-Kind	338,968
GDXJ	06/11/2019	S	-	In-Kind	734,888
GDXJ	06/13/2019	S	-	In-Kind	267,120
GDXJ	06/17/2019	S	-	In-Kind	1,469,468
GDXJ	06/18/2019	S	-	In-Kind	1,068,672
GDXJ	06/19/2019	S	-	In-Kind	968,571
GDXJ	06/20/2019	S	-	In-Kind	100,215
GDXJ	06/21/2019	S	-	In-Kind	33,401
GDXJ	06/21/2019	B	940,870.35	-	218,654
GDXJ	06/24/2019	S	958,706.77	-	224,842
GDXJ	06/24/2019	S	-	In-Kind	101,388
GDXJ	06/26/2019	S	-	In-Kind	33,793
GDXJ	07/01/2019	S	-	In-Kind	236,565
GDXJ	07/02/2019	S	-	In-Kind	743,556
GDXJ	07/03/2019	S	-	In-Kind	135,184
GDXJ	07/08/2019	S	-	In-Kind	202,776
GDXJ	07/09/2019	S	-	In-Kind	202,770
GDXJ	07/11/2019	S	-	In-Kind	506,865
GDXJ	07/12/2019	S	-	In-Kind	473,088
GDXJ	07/15/2019	S	-	In-Kind	405,492
GDXJ	07/16/2019	S	-	In-Kind	337,890
GDXJ	07/18/2019	B	-	In-Kind	101,367
GDXJ	07/19/2019	B	-	In-Kind	135,140
GDXJ	07/22/2019	B	-	In-Kind	337,830
GDXJ	07/23/2019	B	-	In-Kind	472,962
GDXJ	07/24/2019	S	-	In-Kind	67,570
GDXJ	07/25/2019	B	-	In-Kind	405,408
GDXJ	07/31/2019	B	-	In-Kind	270,320

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Page 4 of 15

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDXJ	08/02/2019	S	-	In-Kind	67,582
GDXJ	08/05/2019	S	-	In-Kind	608,184
GDXJ	08/07/2019	B	-	In-Kind	135,136
GDXJ	08/13/2019	S	-	In-Kind	67,562
GDXJ	08/14/2019	S	-	In-Kind	1,081,024
GDXJ	08/15/2019	S	-	In-Kind	202,698
GDXJ	08/19/2019	S	-	In-Kind	810,840
GDXJ	08/20/2019	S	-	In-Kind	743,270
GDXJ	08/23/2019	S	-	In-Kind	269,768
GDXJ	08/29/2019	S	-	In-Kind	67,480
GDXJ	09/03/2019	S	-	In-Kind	844,300
GDXJ	09/09/2019	S	-	In-Kind	33,795
GDXJ	09/10/2019	B	-	In-Kind	67,600
GDXJ	09/13/2019	S	-	In-Kind	236,663
GDXJ	09/13/2019	B	1,098,828.93	-	236,442
GDXJ	09/16/2019	B	-	In-Kind	3,434,101
GDXJ	09/17/2019	S	-	In-Kind	271,936
GDXJ	09/18/2019	S	-	In-Kind	373,857
GDXJ	09/19/2019	B	-	In-Kind	645,810
GDXJ	09/20/2019	S	-	In-Kind	33,987
GDXJ	09/20/2019	S	4,191,296.42	-	879,294
GDXJ	09/24/2019	B	-	In-Kind	402,012
GDXJ	09/25/2019	B	-	In-Kind	100,494
GDXJ	10/15/2019	B	-	In-Kind	100,494
GDXJ	10/22/2019	B	-	In-Kind	267,944
GDXJ	10/28/2019	B	-	In-Kind	267,928
GDXJ	10/30/2019	B	-	In-Kind	200,988
GDXJ	10/31/2019	B	-	In-Kind	200,988
GDXJ	11/01/2019	B	-	In-Kind	2,344,790
GDXJ	11/06/2019	B	-	In-Kind	803,880
GDXJ	11/07/2019	B	-	In-Kind	133,984
GDXJ	11/08/2019	B	-	In-Kind	502,485
GDXJ	11/11/2019	B	-	In-Kind	1,742,208
GDXJ	11/12/2019	B	-	In-Kind	837,600
GDXJ	11/13/2019	B	-	In-Kind	469,028
GDXJ	11/15/2019	B	-	In-Kind	335,010
GDXJ	11/18/2019	B	-	In-Kind	536,048
GDXJ	11/19/2019	B	-	In-Kind	268,016
GDXJ	12/11/2019	S	-	In-Kind	4,665,640
GDXJ	12/18/2019	S	-	In-Kind	33,327
GDXJ	12/20/2019	S	11,612,652.00	-	3,273,461
GDXJ	12/23/2019	B	-	In-Kind	258,176
GDXJ	12/24/2019	B	-	In-Kind	192,786

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Page 5 of 15

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDXJ	12/27/2019	B	-	In-Kind	481,935
GDXJ	12/31/2019	B	-	In-Kind	674,688
GDXJ	01/02/2020	B	-	In-Kind	514,032
GDXJ	01/03/2020	S	-	In-Kind	32,126
GDXJ	01/06/2020	S	-	In-Kind	32,126
GDXJ	01/08/2020	S	-	In-Kind	642,440
GDXJ	01/08/2020	S	2,316,616.23	-	592,900
GDXJ	01/09/2020	S	-	In-Kind	319,030
GDXJ	01/10/2020	S	-	In-Kind	319,030
GDXJ	01/13/2020	S	-	In-Kind	510,448
GDXJ	01/14/2020	S	-	In-Kind	638,080
GDXJ	01/16/2020	S	-	In-Kind	1,276,040
GDXJ	01/29/2020	S	-	In-Kind	255,232
GDXJ	01/30/2020	B	10,767,731.54	-	2,908,162
GDXJ	01/31/2020	S	-	In-Kind	230,678
GDXJ	02/04/2020	S	-	In-Kind	428,402
GDXJ	02/12/2020	B	-	In-Kind	658,380
GDXJ	02/19/2020	B	-	In-Kind	2,370,456
GDXJ	02/25/2020	S	-	In-Kind	263,584
GDXJ	02/26/2020	S	-	In-Kind	724,790
GDXJ	02/27/2020	S	-	In-Kind	263,568
GDXJ	02/28/2020	B	-	In-Kind	1,580,976
GDXJ	03/02/2020	B	-	In-Kind	1,515,056
GDXJ	03/03/2020	S	-	In-Kind	263,536
GDXJ	03/05/2020	S	-	In-Kind	33,206
GDXJ	03/06/2020	S	-	In-Kind	863,252
GDXJ	03/10/2020	S	-	In-Kind	265,824
GDXJ	03/11/2020	B	-	In-Kind	1,329,080
GDXJ	03/12/2020	S	-	In-Kind	1,196,604
GDXJ	03/13/2020	S	-	In-Kind	3,228,063
GDXJ	03/16/2020	B	-	In-Kind	3,332,100
GDXJ	03/17/2020	S	-	In-Kind	4,393,884
GDXJ	03/18/2020	B	-	In-Kind	3,326,100
GDXJ	03/19/2020	B	-	In-Kind	5,060,992
GDXJ	03/20/2020	B	10,621,999.52	-	2,933,374
GDXJ	03/23/2020	S	1,896,011.95	-	514,505
GDXJ	03/23/2020	S	-	In-Kind	4,601,610
GDXJ	03/24/2020	S	-	In-Kind	102,330
GDXJ	03/31/2020	S	-	In-Kind	2,591,372
GDXJ	04/01/2020	S	-	In-Kind	1,022,940
GDXJ	04/02/2020	S	-	In-Kind	477,302
GDXJ	04/03/2020	S	-	In-Kind	681,700
GDXJ	04/06/2020	S	-	In-Kind	784,024

==> picture [42 x 28] intentionally omitted <==

Page 6 of 15

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDXJ	04/08/2020	S	-	In-Kind	204,510
HAP	06/21/2019	S	45,247.30	-	10,530
HAP	08/23/2019	S	-	In-Kind	1,095
HAP	09/03/2019	S	-	In-Kind	1,095
HAP	09/16/2019	S	-	In-Kind	1,097
HAP	09/20/2019	S	30,597.20	-	6,419
HAP	11/25/2019	S	-	In-Kind	922
HAP	12/16/2019	B	-	In-Kind	1,846
HAP	12/20/2019	S	13,757.26	-	3,878
HAP	01/02/2020	B	-	In-Kind	3,272
HAP	01/03/2020	B	-	In-Kind	1,636
HAP	01/28/2020	S	-	In-Kind	1,636
HAP	02/05/2020	S	-	In-Kind	2,457
HAP	02/20/2020	S	-	In-Kind	1,642
HAP	03/13/2020	S	-	In-Kind	1,650
HAP	03/20/2020	S	16,282.21	-	4,501
HAP	03/23/2020	S	262.26	-	73
HAP	03/26/2020	S	-	In-Kind	1,374
HAP	04/07/2020	S	-	In-Kind	2,064
IIG	08/12/2019	S	1,770,907.20	-	333,000
IIG	08/27/2019	B	687,864.56	-	136,000
IIG	09/02/2019	B	349,555.96	-	66,700
IIG	10/31/2019	S	1,847,121.58	-	446,000
IIG	11/13/2019	S	795,943.73	-	201,000
IIG	12/10/2019	S	3,755,776.23	-	1,004,545
IIG	12/11/2019	S	1,052,359.65	-	277,455
IIG	12/12/2019	S	644,834.92	-	169,000
IIG	12/27/2019	S	572,732.09	-	154,000
IIG	03/25/2020	B	600,894.24	-	138,700
IIG	03/27/2020	S	715,970.47	-	180,000
IIG	04/02/2020	S	505,901.32	-	123,000
LM	07/05/2019	S	44,671.74	-	10,300
LM	09/25/2019	S	1,647,144.13	-	338,858
LM	09/26/2019	S	1,570,735.99	-	338,858
LM	09/27/2019	S	1,597,264.55	-	349,128
LODH	06/24/2019	B	25,723.79	-	6,000
LODH	07/01/2019	S	124,296.83	-	29,000
LODH	07/02/2019	S	89,501.33	-	21,000
LODH	07/23/2019	S	154,491.82	-	31,000
LODH	07/30/2019	S	193,331.87	-	39,000
LODH	08/02/2019	S	150,524.70	-	30,000
LODH	08/08/2019	B	633,595.44	-	116,000
LODH	08/29/2019	B	99,755.67	-	19,100

==> picture [49 x 24] intentionally omitted <==

Page 7 of 15

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
LODH	09/04/2019	S	123,798.43	-	23,110
LODH	09/11/2019	S	117,516.21	-	25,000
LODH	09/16/2019	S	59,190.49	-	12,700
LODH	09/20/2019	S	112,647.65	-	24,000
LODH	10/04/2019	S	239,766.46	-	52,000
LODH	10/09/2019	S	293,906.57	-	62,000
LODH	12/10/2019	S	483,391.05	-	129,291
LODH	12/11/2019	S	135,440.74	-	35,709
LODH	12/17/2019	S	102,376.79	-	29,000
LODH	12/20/2019	S	304,008.62	-	87,000
LODH	01/07/2020	B	79,812.93	-	20,700
LODH	01/16/2020	S	127,603.27	-	33,000
LODH	02/18/2020	S	92,385.78	-	21,800
LODH	02/26/2020	S	89,631.16	-	21,200
LODH	03/04/2020	S	75,560.40	-	18,000
LODH	03/25/2020	B	74,949.32	-	17,300
LODH	03/30/2020	B	118,669.17	-	29,700
LODH	04/03/2020	B	137,262.80	-	33,000
JLGOLD	06/26/2019	B	148,671.30	-	34,000
JLGOLD	08/02/2019	S	100,349.80	-	20,000
JLGOLD	08/07/2019	B	103,003.47	-	19,300
JLGOLD	08/09/2019	B	289,147.66	-	53,000
JLGOLD	08/26/2019	B	257,163.72	-	48,000
JLGOLD	09/06/2019	B	50,999.49	-	10,000
JLGOLD	09/11/2019	S	79,911.02	-	17,000
JLGOLD	09/16/2019	S	53,597.69	-	11,500
JLGOLD	09/20/2019	S	65,241.76	-	13,900
JLGOLD	09/27/2019	S	135,420.34	-	29,600
JLGOLD	10/02/2019	S	79,541.46	-	17,500
JLGOLD	10/16/2019	S	155,817.85	-	37,000
JLGOLD	11/14/2019	S	66,893.84	-	17,000
JLGOLD	11/29/2019	B	306,061.15	-	78,000
JLGOLD	12/10/2019	S	363,275.15	-	97,164
JLGOLD	12/11/2019	S	101,786.32	-	26,836
JLGOLD	12/16/2019	S	57,411.28	-	16,000
JLGOLD	12/18/2019	S	149,779.06	-	42,900
JLGOLD	12/19/2019	S	237,537.87	-	69,000
JLGOLD	12/31/2019	B	77,461.99	-	20,400
JLGOLD	01/07/2020	B	195,483.84	-	50,700
JLGOLD	01/21/2020	B	232,244.06	-	60,000
JLGOLD	02/20/2020	B	223,478.91	-	49,400
JLGOLD	02/24/2020	B	124,924.23	-	27,400
JLGOLD	03/20/2020	S	249,963.96	-	70,000

==> picture [64 x 29] intentionally omitted <==

Page 8 of 15

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
JLGOLD	03/25/2020	B	59,786.16	-	13,800
VGOLD	06/14/2019	B	48,841.61	-	12,000
VGOLD	06/19/2019	B	45,081.83	-	11,000
VGOLD	07/03/2019	B	92,267.14	-	21,000
VGOLD	07/15/2019	B	38,602.92	-	8,700
VGOLD	07/18/2019	S	93,921.72	-	20,300
VGOLD	07/31/2019	S	42,643.53	-	8,500
VGOLD	09/06/2019	B	32,639.67	-	6,400
VGOLD	09/11/2019	S	16,922.33	-	3,600
VGOLD	09/16/2019	S	25,633.68	-	5,500
VGOLD	09/18/2019	S	50,198.75	-	10,600
VGOLD	10/17/2019	S	41,521.61	-	9,900
VGOLD	11/14/2019	S	35,020.89	-	8,900
VGOLD	11/15/2019	S	50,350.87	-	12,600
VGOLD	11/18/2019	S	40,448.47	-	10,300
VGOLD	01/03/2020	S	184,740.59	-	50,000
VGOLD	01/07/2020	B	90,223.31	-	23,400
VGOLD	02/14/2020	S	47,173.11	-	11,300
VGOLD	02/25/2020	B	52,458.22	-	11,300
MVRAU	06/17/2019	B	-	In-Kind	14,383
MVRAU	06/21/2019	B	48,547.44	-	11,287
MVRAU	06/28/2019	S	29,456.77	-	6,758
MVRAU	08/07/2019	B	6,958.25	-	1,293
MVRAU	08/13/2019	B	-	In-Kind	29,036
MVRAU	08/23/2019	B	11,054.44	-	2,260
MVRAU	08/27/2019	B	6,508.95	-	1,286
MVRAU	08/30/2019	B	10,678.92	-	2,061
MVRAU	09/04/2019	B	14,830.65	-	2,761
MVRAU	09/11/2019	B	4,629.80	-	989
MVRAU	09/20/2019	S	143,281.19	-	30,047
MVRAU	11/14/2019	B	1,819.36	-	457
MVRAU	12/18/2019	B	-	In-Kind	14,047
MVRAU	12/20/2019	B	312,841.01	-	88,100
MVRAU	12/31/2019	S	53,922.37	-	14,194
MVRAU	01/08/2020	S	18,024.05	-	4,611
MVRAU	01/20/2020	B	-	In-Kind	265,370
MVRAU	02/05/2020	B	-	In-Kind	15,607
MVRAU	02/21/2020	B	17,738.19	-	3,932
MVRAU	02/27/2020	B	9,813.81	-	2,195
MVRAU	02/28/2020	B	20,621.79	-	5,103
MVRAU	03/04/2020	B	29,792.95	-	7,058
MVRAU	03/10/2020	B	5,335.32	-	1,215
MVRAU	03/17/2020	S	-	In-Kind	63,696

==> picture [54 x 26] intentionally omitted <==

Page 9 of 15

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVRAU	03/23/2020	S	-	In-Kind	302,556
MVRAU	03/27/2020	S	411,771.89	-	106,706
MVEAU	06/21/2019	S	33,732.82	-	7,847
MVEAU	06/26/2019	S	4,871.56	-	1,110
MVEAU	06/28/2019	S	44,172.09	-	10,134
MVEAU	07/02/2019	B	-	In-Kind	18,836
MVEAU	08/06/2019	S	6,755.64	-	1,325
MVEAU	08/21/2019	B	9,483.61	-	1,900
MVEAU	08/28/2019	B	8,588.44	-	1,648
MVEAU	09/02/2019	B	9,303.56	-	1,775
MVEAU	09/05/2019	B	6,792.91	-	1,296
MVEAU	09/11/2019	B	4,788.96	-	1,023
MVEAU	09/18/2019	B	-	In-Kind	19,006
MVEAU	09/20/2019	S	12,589.02	-	2,640
MVEAU	11/20/2019	S	4,596.54	-	1,185
MVEAU	11/22/2019	S	11,316.64	-	2,925
MVEAU	11/26/2019	B	-	In-Kind	18,833
MVEAU	12/02/2019	S	1,302.89	-	325
MVEAU	12/03/2019	B	-	In-Kind	18,821
MVEAU	12/05/2019	S	7,594.87	-	1,938
MVEAU	12/30/2019	S	11,403.20	-	3,058
MVEAU	12/31/2019	S	45,294.94	-	11,923
MVEAU	02/05/2020	S	1,807.42	-	486
MVEAU	02/13/2020	B	345,729.15	-	84,301
MVEAU	02/24/2020	B	9,761.08	-	2,140
MVEAU	02/25/2020	B	8,222.50	-	1,864
MVEAU	02/28/2020	B	5,019.06	-	1,242
MVEAU	03/05/2020	B	7,503.87	-	1,782
MVEAU	03/06/2020	S	1,752.57	-	403
MVEAU	03/12/2020	B	-	In-Kind	41,124
MVEAU	03/13/2020	B	3,487.76	-	920
MVEAU	03/19/2020	B	2,761.35	-	791
MVEAU	03/30/2020	S	-	In-Kind	20,610
MVEAU	04/01/2020	S	9,614.76	-	2,466
MVEAU	04/06/2020	S	5,370.39	-	1,261
MVWAU	06/11/2019	B	-	In-Kind	29,334
MVWAU	06/21/2019	S	108,562.34	-	25,254
MVWAU	06/21/2019	S	960,584.13	-	223,414
MVWAU	06/24/2019	B	-	In-Kind	8,890
MVWAU	06/26/2019	B	28,942.44	-	6,591
MVWAU	06/27/2019	B	-	In-Kind	26,736
MVWAU	06/27/2019	B	-	In-Kind	17,824
MVWAU	06/28/2019	S	193,574.35	-	44,410

==> picture [46 x 33] intentionally omitted <==

Page 10 of 15

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVWAU	07/05/2019	B	-	In-Kind	26,244
MVWAU	07/19/2019	B	-	In-Kind	17,492
MVWAU	07/23/2019	B	-	In-Kind	21,865
MVWAU	07/29/2019	B	-	In-Kind	17,492
MVWAU	08/01/2019	S	64,675.23	-	13,394
MVWAU	08/02/2019	B	-	In-Kind	21,760
MVWAU	08/08/2019	B	-	In-Kind	21,770
MVWAU	08/08/2019	B	-	In-Kind	30,478
MVWAU	08/09/2019	B	-	In-Kind	8,708
MVWAU	08/12/2019	B	-	In-Kind	21,765
MVWAU	08/13/2019	B	21,049.59	-	3,897
MVWAU	08/20/2019	B	9,678.75	-	1,901
MVWAU	08/20/2019	B	-	In-Kind	21,810
MVWAU	08/26/2019	B	28,923.20	-	5,425
MVWAU	08/28/2019	B	-	In-Kind	21,855
MVWAU	08/30/2019	B	40,005.78	-	7,721
MVWAU	09/04/2019	B	40,393.51	-	7,520
MVWAU	09/06/2019	B	-	In-Kind	21,970
MVWAU	09/11/2019	B	13,280.81	-	2,837
MVWAU	09/16/2019	B	-	In-Kind	21,995
MVWAU	09/20/2019	S	1,574,643.03	-	330,132
MVWAU	09/25/2019	B	-	In-Kind	15,516
MVWAU	10/01/2019	B	-	In-Kind	15,524
MVWAU	10/07/2019	B	-	In-Kind	19,405
MVWAU	10/09/2019	B	15,447.70	-	3,265
MVWAU	10/18/2019	B	-	In-Kind	19,420
MVWAU	10/30/2019	B	-	In-Kind	15,536
MVWAU	11/06/2019	B	-	In-Kind	19,425
MVWAU	11/11/2019	B	10,290.17	-	2,611
MVWAU	11/13/2019	B	-	In-Kind	19,445
MVWAU	11/20/2019	B	-	In-Kind	23,352
MVWAU	11/21/2019	B	-	In-Kind	15,568
MVWAU	11/22/2019	S	12,833.26	-	3,317
MVWAU	11/26/2019	B	-	In-Kind	23,304
MVWAU	12/05/2019	B	-	In-Kind	19,430
MVWAU	12/13/2019	B	-	In-Kind	19,425
MVWAU	12/19/2019	B	-	In-Kind	19,425
MVWAU	12/20/2019	B	2,022,491.80	-	569,716
MVWAU	12/20/2019	B	222,138.42	-	62,557
MVWAU	12/27/2019	B	30,459.45	-	8,142
MVWAU	12/31/2019	S	237,480.27	-	62,512
MVWAU	01/02/2020	B	-	In-Kind	23,535
MVWAU	01/08/2020	S	23,688.09	-	6,060

==> picture [47 x 27] intentionally omitted <==

Page 11 of 15

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVWAU	01/09/2020	B	-	In-Kind	23,490
MVWAU	01/14/2020	B	-	In-Kind	28,182
MVWAU	01/20/2020	B	-	In-Kind	14,091
MVWAU	01/24/2020	B	-	In-Kind	23,485
MVWAU	02/03/2020	B	-	In-Kind	9,394
MVWAU	02/10/2020	B	-	In-Kind	18,784
MVWAU	02/13/2020	B	-	In-Kind	32,886
MVWAU	02/18/2020	B	15,062.04	-	3,510
MVWAU	02/21/2020	B	27,514.05	-	6,099
MVWAU	02/25/2020	B	30,515.09	-	6,918
MVWAU	02/28/2020	B	25,850.99	-	6,397
MVWAU	03/04/2020	B	38,741.81	-	9,178
MVWAU	03/10/2020	B	18,289.38	-	4,165
MVWAU	03/12/2020	B	-	In-Kind	23,730
MVWAU	03/13/2020	B	-	In-Kind	23,740
MVWAU	03/13/2020	B	-	In-Kind	42,732
MVWAU	03/13/2020	B	-	In-Kind	23,740
MVWAU	03/18/2020	B	12,307.64	-	3,115
MVWAU	03/18/2020	B	-	In-Kind	28,494
MVWAU	03/23/2020	B	-	In-Kind	19,004
MVWAU	03/24/2020	S	-	In-Kind	128,277
MVWAU	03/26/2020	B	-	In-Kind	19,004
MVWAU	03/27/2020	S	2,663,856.02	-	690,270
MVWAU	03/27/2020	S	307,460.92	-	79,675
MVWAU	03/30/2020	B	-	In-Kind	33,444
UCTGDX	06/14/2019	S	107,040.70	-	25,936
UCTGDX	06/21/2019	B	338,599.55	-	78,689
UCTGDX	06/27/2019	B	58,396.48	-	13,515
UCTGDX	07/09/2019	B	119,556.23	-	27,030
UCTGDX	07/10/2019	B	58,396.48	-	13,515
UCTGDX	07/16/2019	B	60,179.40	-	13,514
UCTGDX	07/23/2019	B	4,617.44	-	921
UCTGDX	07/24/2019	B	201,043.68	-	40,533
UCTGDX	07/25/2019	B	65,574.22	-	13,511
UCTGDX	08/01/2019	B	65,294.14	-	13,509
UCTGDX	08/16/2019	B	141,101.34	-	27,012
UCTGDX	08/26/2019	B	144,138.75	-	27,024
UCTGDX	09/09/2019	S	268,302.17	-	54,104
UCTGDX	09/11/2019	S	379,791.09	-	81,156
UCTGDX	09/13/2019	B	368,685.40	-	81,192
UCTGDX	09/17/2019	S	127,493.33	-	27,070
UCTGDX	09/18/2019	B	128,316.86	-	27,068
UCTGDX	09/18/2019	S	317,985.39	-	67,670

==> picture [56 x 24] intentionally omitted <==

Page 12 of 15

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDX	09/20/2019	S	128,671.25	-	26,994
UCTGDX	10/03/2019	B	14,729.62	-	3,186
UCTGDX	10/04/2019	B	676,961.64	-	146,839
UCTGDX	10/17/2019	B	279,147.57	-	66,735
UCTGDX	11/05/2019	B	53,124.38	-	12,823
UCTGDX	11/11/2019	B	105,163.86	-	26,690
UCTGDX	11/11/2019	B	105,163.86	-	26,690
UCTGDX	11/19/2019	S	9,536.35	-	2,436
UCTGDX	11/25/2019	B	150,009.89	-	38,897
UCTGDX	12/05/2019	B	104,233.01	-	26,654
UCTGDX	12/10/2019	S	99,992.50	-	26,666
UCTGDX	12/13/2019	B	47,094.90	-	13,332
UCTGDX	12/18/2019	S	46,522.86	-	13,331
UCTGDX	12/20/2019	S	334,101.42	-	94,179
UCTGDX	01/03/2020	B	189,026.88	-	51,148
UCTGDX	01/08/2020	B	150,021.51	-	38,361
UCTGDX	01/09/2020	B	48,748.76	-	12,786
UCTGDX	01/13/2020	B	94,170.83	-	25,572
UCTGDX	01/21/2020	S	149,479.79	-	38,355
UCTGDX	01/31/2020	B	47,454.41	-	12,782
UCTGDX	02/04/2020	B	96,962.97	-	25,566
UCTGDX	02/13/2020	B	157,304.04	-	38,340
UCTGDX	02/18/2020	B	54,864.58	-	12,780
UCTGDX	02/20/2020	B	172,637.26	-	38,337
UCTGDX	02/25/2020	B	169,101.08	-	38,343
UCTGDX	02/27/2020	B	280,795.57	-	63,925
UCTGDX	02/28/2020	B	52,596.23	-	12,784
UCTGDX	02/28/2020	B	155,050.54	-	38,352
UCTGDX	02/28/2020	B	103,299.88	-	25,568
UCTGDX	03/02/2020	B	52,091.74	-	12,790
UCTGDX	03/02/2020	B	156,275.22	-	38,370
UCTGDX	03/09/2020	S	229,637.14	-	51,184
UCTGDX	03/11/2020	S	155,860.64	-	38,397
UCTGDX	03/13/2020	S	97,019.75	-	25,604
UCTGDX	03/17/2020	S	93,011.03	-	25,628
UCTGDX	03/18/2020	S	43,836.23	-	11,100
UCTGDX	03/20/2020	B	92,770.19	-	25,622
UCTGDX	03/20/2020	S	86,128.25	-	23,809
UCTGDX	03/25/2020	B	224,988.59	-	51,240
UCTGDX	03/27/2020	B	49,477.35	-	12,809
UCTGDXJ	06/21/2019	B	108,345.49	-	25,179
UCTGDXJ	06/24/2019	B	108,741.37	-	25,271
UCTGDXJ	06/25/2019	B	122,760.31	-	28,266

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Page 13 of 15

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDXJ	06/27/2019	B	122,120.58	-	28,263
UCTGDXJ	07/10/2019	B	122,111.94	-	28,261
UCTGDXJ	07/16/2019	B	119,813.51	-	26,919
UCTGDXJ	07/17/2019	B	250,541.14	-	56,516
UCTGDXJ	07/25/2019	B	274,108.91	-	56,506
UCTGDXJ	08/06/2019	B	1,008,691.00	-	197,743
UCTGDXJ	08/09/2019	B	154,254.00	-	28,246
UCTGDXJ	08/14/2019	B	291,536.38	-	56,488
UCTGDXJ	08/20/2019	S	26,388.44	-	5,188
UCTGDXJ	08/29/2019	B	295,024.30	-	56,410
UCTGDXJ	09/05/2019	B	147,958.80	-	28,235
UCTGDXJ	09/12/2019	S	265,527.32	-	56,498
UCTGDXJ	09/16/2019	B	527,129.04	-	113,020
UCTGDXJ	09/16/2019	B	71,998.39	-	15,211
UCTGDXJ	09/19/2019	B	131,844.12	-	28,409
UCTGDXJ	09/20/2019	S	190,313.71	-	39,926
UCTGDXJ	09/23/2019	B	135,601.01	-	28,408
UCTGDXJ	09/23/2019	B	17,782.47	-	3,681
UCTGDXJ	09/26/2019	B	129,380.33	-	28,003
UCTGDXJ	10/17/2019	B	117,130.29	-	28,002
UCTGDXJ	11/07/2019	B	116,845.90	-	28,001
UCTGDXJ	11/11/2019	S	661,910.54	-	168,006
UCTGDXJ	11/12/2019	B	221,362.75	-	56,002
UCTGDXJ	11/19/2019	S	20,060.39	-	5,108
UCTGDXJ	12/04/2019	S	28,541.13	-	7,286
UCTGDXJ	12/10/2019	S	104,417.28	-	27,846
UCTGDXJ	12/17/2019	B	195,068.11	-	55,688
UCTGDXJ	12/17/2019	S	196,011.96	-	55,688
UCTGDXJ	12/19/2019	B	97,174.50	-	27,843
UCTGDXJ	12/20/2019	S	296,047.22	-	83,452
UCTGDXJ	12/24/2019	B	97,079.01	-	26,961
UCTGDXJ	12/24/2019	B	97,064.45	-	26,961
UCTGDXJ	01/06/2020	B	105,670.16	-	26,956
UCTGDXJ	01/08/2020	S	70,690.20	-	18,092
UCTGDXJ	01/10/2020	S	287,452.47	-	80,298
UCTGDXJ	01/30/2020	B	312,939.20	-	84,519
UCTGDXJ	01/31/2020	B	308,372.02	-	83,061
UCTGDXJ	02/05/2020	S	14,806.39	-	3,983
UCTGDXJ	02/10/2020	S	336,297.83	-	82,890
UCTGDXJ	02/25/2020	B	243,664.68	-	55,250
UCTGDXJ	02/25/2020	B	121,850.62	-	27,625
UCTGDXJ	02/26/2020	B	120,374.57	-	27,642
UCTGDXJ	02/26/2020	B	238,994.06	-	55,284

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Page 14 of 15

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDXJ	03/04/2020	B	98,711.55	-	23,375
UCTGDXJ	03/05/2020	B	234,880.22	-	55,752
UCTGDXJ	03/10/2020	S	118,622.54	-	27,882
UCTGDXJ	03/16/2020	S	187,484.10	-	55,810
UCTGDXJ	03/20/2020	B	830,608.33	-	229,381
UCTGDXJ	03/23/2020	S	590,618.82	-	164,069
UCTGDXJ	03/24/2020	B	304,313.37	-	76,453
UCTGDXJ	03/30/2020	B	119,813.06	-	28,575
UCTGDXJ	03/30/2020	B	49,120.40	-	12,840
UCTGDXJ	03/31/2020	B	218,448.36	-	57,174
UCTGDXJ	04/06/2020	B	243,573.42	-	57,174
UCTHAP	06/21/2019	S	1,143.29	-	266
UCTHAP	09/20/2019	S	1,091.84	-	229
UCTHAP	03/20/2020	S	897.36	-	248
UCTHAP	04/01/2020	B	1,673.85	-	429
UCTGDIG	06/21/2019	B	1,462.66	-	340
UCTGDIG	07/10/2019	B	9,741.66	-	2,254
UCTGDIG	09/20/2019	S	1,268.25	-	266
UCTGDIG	09/30/2019	B	566.50	-	125
UCTGDIG	12/20/2019	B	820.42	-	231
UCTGDIG	01/30/2020	B	8,310.24	-	2,245
UCTGDIG	03/20/2020	B	4,958.01	-	1,369
In-Kind transactions result from UCTGDIG receiving a basket of securities (including EVOLUTION MINING LTD) in exchange for securities in UCTGDIG.

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Page 15 of 15