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EVOLUTION MINING LIMITED — Regulatory Filings 2019
Jun 16, 2019
64885_rns_2019-06-16_a07804ac-87ce-4755-8a83-4e810f70a8bc.pdf
Regulatory Filings
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Annexure A
This is Annexure A of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
17-Jun-19
Maria Tricarico, Authorised Signatory
Date
5. Consideration
| EVOLUTION | EVOLUTION | MINING LTD (EVN) | |||||
|---|---|---|---|---|---|---|---|
| Date of Change | Person whose relevant interest changed |
Nature of change (6) / Consideration given in relation to change (7) |
CCY | Class and number of securities affected |
Person's votes affected |
||
| 05-Jun-19 | BlackRock Investment Management (UK) | on mkt sell | 3.89 | AUD | ORD | -6,436 | -6,436 |
| Limited | |||||||
| 05-Jun-19 | BlackRock Institutional Trust Company, | on mkt sell | 3.89 | AUD | ORD | -5,106 | -5,106 |
| National Association | |||||||
| 05-Jun-19 | BlackRock Institutional Trust Company, | on mkt sell | 3.89 | AUD | ORD | -2,551 | -2,551 |
| National Association | |||||||
| 05-Jun-19 | BlackRock Investment Management | on mkt buy | 3.88 | AUD | ORD | 10,485 | 10,485 |
| (Australia)Limited | |||||||
| 05-Jun-19 | BlackRock Institutional Trust Company, | on mkt buy | 3.88 | AUD | ORD | 4,393 | 4,393 |
| National Association | |||||||
| 05-Jun-19 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | 26,749 | 26,749 |
| 06-Jun-19 | BlackRock Investment Management | on mkt sell | 3.86 | AUD | ORD | -67,488 | -67,488 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Investment Management | on mkt buy | 3.86 | AUD | ORD | 3,066 | 3,066 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Investment Management | on mkt sell | 3.86 | AUD | ORD | -30,724 | -30,724 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Investment Management | on mkt sell | 3.86 | AUD | ORD | -69,830 | -69,830 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Investment Management | on mkt sell | 3.88 | AUD | ORD | -17,475 | -17,475 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Investment Management | on mkt buy | 3.88 | AUD | ORD | 6,990 | 6,990 |
| (Australia)Limited | |||||||
| 06-Jun-19 | BlackRock Institutional Trust Company, | on mkt buy | 3.88 | AUD | ORD | 31,733 | 31,733 |
| National Association | |||||||
| 07-Jun-19 | BlackRock Advisors(UK)Limited | on mkt buy | 3.93 | AUD | ORD | 177,118 | 177,118 |
| 07-Jun-19 | BlackRock Institutional Trust Company, | on mkt buy | 3.93 | AUD | ORD | 12,878 | 12,878 |
| National Association | |||||||
| 07-Jun-19 | BlackRock Investment Management | on mkt buy | 3.93 | AUD | ORD | 2,224 | 2,224 |
| (Australia)Limited | |||||||
| 07-Jun-19 | BlackRock Advisors(UK)Limited | on mkt sell | 3.93 | AUD | ORD | -23,900 | -23,900 |
| 11-Jun-19 | BlackRock Investment Management | on mkt sell | 3.84 | AUD | ORD | -39,062 | -39,062 |
| (Australia)Limited | |||||||
| 11-Jun-19 | BlackRock Japan Co.,Ltd. | on mkt buy | 3.85 | AUD | ORD | 77,952 | 77,952 |
| 11-Jun-19 | BlackRock Japan Co.,Ltd. | on mkt buy | 3.85 | AUD | ORD | 63,622 | 63,622 |
| 11-Jun-19 | BlackRock Advisors(UK)Limited | on mkt buy | 3.84 | AUD | ORD | 8,247 | 8,247 |
| 12-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.91 | AUD | ORD | 70,621 | 70,621 |
| Limited | |||||||
| 12-Jun-19 | BlackRock Institutional Trust Company, | on mkt sell | 3.97 | AUD | ORD | -26,445 | -26,445 |
| National Association | |||||||
| 12-Jun-19 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | -11,680 | -11,680 |
| 13-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.78 | AUD | ORD | 345,377 | 345,377 |
| Limited | |||||||
| 13-Jun-19 | BlackRock Japan Co.,Ltd. | on mkt buy | 3.78 | AUD | ORD | 373,130 | 373,130 |
| 13-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.78 | AUD | ORD | 3,083,717 | 3,083,717 |
| Limited | |||||||
| 13-Jun-19 | BlackRock Japan Co.,Ltd. | on mkt buy | 3.78 | AUD | ORD | 477,976 | 477,976 |
| 13-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.78 | AUD | ORD | 107,401 | 107,401 |
| Limited | |||||||
| 13-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.78 | AUD | ORD | 894,277 | 894,277 |
| Limited | |||||||
| 13-Jun-19 | BlackRock Investment Management (UK) | on mkt buy | 3.78 | AUD | ORD | 11,718,122 | 11,718,122 |
| Limited | |||||||
| 13-Jun-19 | BlackRock Institutional Trust Company, | in specie | n/a | AUD | ORD | 33,938 | 33,938 |
| National Association |
page 1 of 1
EVN
This is Annexure B of 4 pages referred to in form 604 Notice of change of interests of substantial shareholder
Annexure B
| 17-Jun-19 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
4. Details of present registered holders
| Holder of Relevant Interests |
Registered Holder of Securities |
Person entitled to be registered as holder (8) |
Nature of Relevant Interest (6) | Class and number of Securities |
Class and number of Securities |
Person's votes |
Nature of Association |
|---|---|---|---|---|---|---|---|
| BlackRock (Netherlands) | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 172,643 | 172,643 | Subsidiary of | |
| B.V. | LONDON | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | BNYM-BONY EUROPE - | Power to control the exercise of a right to vote attached to | ORD | 1,238,330 | 1,238,330 | Subsidiary of | |
| Limited | LONDON | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 8,486,639 | 8,486,639 | Subsidiary of | |
| Limited | DUBLIN | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | STATE STREET BANK, | Power to control the exercise of a right to vote attached to | ORD | 132,769 | 132,769 | Subsidiary of | |
| Limited | MUNICH, ZURICH | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| BRANCH | investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | BNYM-THE BANK OF | Power to control the exercise of a right to vote attached to | ORD | 128,336 | 128,336 | Subsidiary of | |
| NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Asset | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 226,411 | 226,411 | Subsidiary of | |
| Management Canada | SACRAMENTO | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Fund Advisors | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 267,471 | 267,471 | Subsidiary of | |
| BANK, BOSTON | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 12,405,373 | 12,405,373 | Subsidiary of | |
| SACRAMENTO | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. |
page 1 of 4
EVN
| Holder of Relevant Interests |
Registered Holder of Securities |
Person entitled to be registered as holder (8) |
Nature of Relevant Interest (6) | Class and number of Securities |
Class and number of Securities |
Person's votes |
Nature of Association |
|---|---|---|---|---|---|---|---|
| BlackRock Institutional | BNYM-THE BANK OF | Power to control the exercise of a right to vote attached to | ORD | 105,439 | 105,439 | Subsidiary of | |
| Trust Company, National | NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | JPM-JP MORGAN CHASE | Power to control the exercise of a right to vote attached to | ORD | 9,639,799 | 9,639,799 | Subsidiary of | |
| Trust Company, National | - NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | RBC-ROYAL TRUST - | Power to control the exercise of a right to vote attached to | ORD | 14,462 | 14,462 | Subsidiary of | |
| Trust Company, National | TORONTO | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | SSB-SSB BOSTON | Power to control the exercise of a right to vote attached to | ORD | 29,497 | 29,497 | Subsidiary of | |
| Trust Company, National | INSTITUTIONAL | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | SSB-SSB NEW YORK | Power to control the exercise of a right to vote attached to | ORD | 965,989 | 965,989 | Subsidiary of | |
| Trust Company, National | INSTITUTIONAL | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 25,414 | 25,414 | Subsidiary of | |
| Trust Company, National | BANK, BOSTON | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 4,842 | 4,842 | Subsidiary of | |
| Trust Company, National | SACRAMENTO | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Investment | HSBC-HSBC SYDNEY | Power to control the exercise of a right to vote attached to | ORD | 1,859,239 | 1,859,239 | Subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | JPM-JPM CHASE - | Power to control the exercise of a right to vote attached to | ORD | 4,215,287 | 4,215,287 | Subsidiary of | |
| Management (Australia) | SYDNEY | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | NAB-NATIONAL | Power to control the exercise of a right to vote attached to | ORD | 6,909,235 | 6,909,235 | Subsidiary of | |
| Management (Australia) | AUSTRALIA BANK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| Limited | LIMITED - MELBOURNE | investment manager or trustee. | |||||
| BlackRock Investment | Northern Trust Singapore | Power to control the exercise of a right to vote attached to | ORD | 1,353,224 | 1,353,224 | Subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | UBS- UBS- ZURICH | Power to control the exercise of a right to vote attached to | ORD | 1,039,997 | 1,039,997 | Subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | BNP-BNP PARIBAS | Power to control the exercise of a right to vote attached to | ORD | 274,044 | 274,044 | Subsidiary of | |
| Management (UK) Limited | JERSEY | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. |
page 2 of 4
EVN
| Holder of Relevant Interests |
Registered Holder of Securities |
Person entitled to be registered as holder (8) |
Nature of Relevant Interest (6) | Class and number of Securities |
Class and number of Securities |
Person's votes |
Nature of Association |
|---|---|---|---|---|---|---|---|
| BlackRock Investment | BNYM-BANK OF NY | Power to control the exercise of a right to vote attached to | ORD | 592,275 | 592,275 | Subsidiary of | |
| Management (UK) Limited | BRUS | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | BNYM-BONY EUROPE - | Power to control the exercise of a right to vote attached to | ORD | 8,914,950 | 8,914,950 | Subsidiary of | |
| Management (UK) Limited | LONDON | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | BNYM-BONY | Power to control the exercise of a right to vote attached to | ORD | 31,894,858 | 31,894,858 | Subsidiary of | |
| Management (UK) Limited | LUXEMBOURG | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | CITI-CITIBANK | Power to control the exercise of a right to vote attached to | ORD | 109,419 | 109,419 | Subsidiary of | |
| Management (UK) Limited | INTERNATIONAL PLC | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| (LUXEMBOURG BRANCH | investment manager or trustee. | ||||||
| BlackRock Investment | CITI-CITIBANK, LONDON | Power to control the exercise of a right to vote attached to | ORD | 3,202,662 | 3,202,662 | Subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | HSBC-HSBC - LONDON | Power to control the exercise of a right to vote attached to | ORD | 617,489 | 617,489 | Subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | HSBC-HSBC | Power to control the exercise of a right to vote attached to | ORD | 940,058 | 940,058 | Subsidiary of | |
| Management (UK) Limited | DUSSELDORF | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | NT-NORTHERN TRUST | Power to control the exercise of a right to vote attached to | ORD | 799,142 | 799,142 | Subsidiary of | |
| Management (UK) Limited | UK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | BNYM-THE BANK OF | Power to control the exercise of a right to vote attached to | ORD | 358,979 | 358,979 | Subsidiary of | |
| Management, LLC | NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | JPM-JP MORGAN CHASE | Power to control the exercise of a right to vote attached to | ORD | 75,322 | 75,322 | Subsidiary of | |
| Management, LLC | - NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | SSB-SSB NEW YORK | Power to control the exercise of a right to vote attached to | ORD | 4,480 | 4,480 | Subsidiary of | |
| Management, LLC | INSTITUTIONAL | securities and/or the power to dispose of securities as | BlackRock, Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | UNION BANK | Power to control the exercise of a right to vote attached to | ORD | 5,229 | 5,229 | Subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. |
page 3 of 4
EVN
| Holder of Relevant Interests |
Registered Holder of Securities |
Person entitled to be registered as holder (8) |
Nature of Relevant Interest (6) | Class and number of Securities |
Class and number of Securities |
Person's votes |
Nature of Association |
|---|---|---|---|---|---|---|---|
| BlackRock Japan Co., Ltd. | BBH-BROWN BROTHERS | Power to control the exercise of a right to vote attached to | ORD | 2,316,575 | 2,316,575 | Subsidiary of | |
| HARRIMAN & CO - NEW | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| YORK | investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | JPM-JP MORGAN CHASE | Power to control the exercise of a right to vote attached to | ORD | 274,941 | 274,941 | Subsidiary of | |
| - NEW YORK | securities and/or the power to dispose of securities as | BlackRock, Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | JPM-JPM CHASE - | Power to control the exercise of a right to vote attached to | ORD | 944,633 | 944,633 | Subsidiary of | |
| Management (Australia) | SYDNEY | securities and/or the power to dispose of securities held in | BlackRock, Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | NAB-NATIONAL | Power to control the exercise of a right to vote attached to | ORD | 789,691 | 789,691 | Subsidiary of | |
| Management (Australia) | AUSTRALIA BANK | securities and/or the power to dispose of securities held in | BlackRock, Inc. | ||||
| Limited | LIMITED - MELBOURNE | its capacity as investment manager. | |||||
| BlackRock Investment | Northern Trust Singapore | Power to control the exercise of a right to vote attached to | ORD | 216,296 | 216,296 | Subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock, Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | SSB-STATE STREET | Power to control the exercise of a right to vote attached to | ORD | 553,166 | 553,166 | Subsidiary of | |
| Management (Australia) | AUSTRALIA | securities and/or the power to dispose of securities held in | BlackRock, Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | JPM-JPM CHASE - | Power to control the exercise of a right to vote attached to | ORD | 4,937,996 | 4,937,996 | Subsidiary of | |
| Management (Australia) | SYDNEY | securities and/or the power to dispose of securities held in | BlackRock, Inc. | ||||
| Limited | its capacityas responsible entity. |
page 4 of 4
EVN
Annexure C
This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
17-Jun-19 Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
EVN