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EVOLUTION MINING LIMITED Regulatory Filings 2017

Mar 23, 2017

64885_rns_2017-03-23_299db1de-8195-4670-8d35-e0e154220722.pdf

Regulatory Filings

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ABN 74 084 669 036 Sydney Office

24 March 2017

The Manager Market Announcements Office ASX Limited Level 4, Exchange Centre 20 Bridge Street Sydney NSW 2000

P +61 2 9696 2900 F +61 2 9696 2901

Level 30 175 Liverpool Street Sydney NSW 2022

www.evolutionmining.com.au

Dear Sir / Madam

Evolution Mining Limited (ASX Code: EVN) – Notice of Equity Derivative Transaction

We attach a notice received from La Mancha Group International BV (La Mancha) containing details of the equity derivative transaction entered into with Citigroup Global Markets Limited on 23 March 2017.

Yours sincerely

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________ Evan Elstein Company Secretary Evolution Mining Limited

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Mr Evan Elstein Company Secretary Evolution Mining Limited Level 30, 175 Liverpool Street SYDNEY NSW 2000

23 March 2017

Dear Sir

Evolution Mining Limited equity derivatives – disclosure

Pursuant to Takeovers Panel Guidance Note 20, we attach details of an equity derivative transaction entered into by La Mancha Group International B.V.

Yours faithfully

Amr El Adawy Director

La Mancha Group International B.V.

1

LA MANCHA GROUP INTERNATIONAL B.V. A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

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Market Announcement

La Mancha Group International B.V. ( La Mancha ) advises that it has entered into a stock lending arrangement with Citigroup Global Markets Limited ( Citigroup ) under which it has lent Citigroup 123,852,934 shares in Evolution Mining Limited ( Evolution ) as part of an equity derivative collar financing arrangement with Citigroup(the Collar Financing ). At the end of the Collar Financing, Citigroup is obliged to return the shares which it has borrowed to La Mancha.

La Mancha notes that in order to establish a financial hedge position in connection with the Collar Financing, Citigroup completed a successful bookbuild sale of 87.4 million Evolution shares after market close on 23 March 2017. The shares were sold at $2.00 per share. La Mancha has been advised by Citigroup that the shares were purchased by large institutional investors, including a number of supportive Evolution shareholders.

La Mancha wishes to advise that:

  • 1 It remains supportive and committed as a long-term shareholder of Evolution;

  • 2 This is purely a financing transaction for La Mancha and was structured to create additional liquidity while maintaining a very high level of exposure to Evolution through its shareholding; and

  • 3 The funds generated are required to finance ongoing investment opportunities for La Mancha.

In commenting on the transaction, Mr Naguib Sawiris said:

"La Mancha has been very pleased with its investment in Evolution and we remain both a committed shareholder and supporter of Evolution’s growth into a leading, mid-tier gold producer. This financing transaction simply reflects a requirement to finance ongoing investment opportunities for La Mancha."

Attached at Annexure A hereto are key details of the Derivative Financing pursuant to Takeovers Panel Guidance Note 20.

1

LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

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Annexure A

This is Annexure A of 6 pages.

1 Identity of taker

Name: La Mancha Group International B.V. (incorporated in the Netherlands, trade register number 55617786) ( LMGI )

This notice is also given by LMGI on behalf of its associates being each entity listed in Schedule 1 ( La Mancha Group ).

2 Details of equity derivative transaction

Holder
of
interest
Relevant
Security
Price (AUD) Price (AUD) Entry
Date
Number of
securities
Type of
derivative
LMGI EVN Initial
Reference
Price
In respect of tranches
1 – 30 under the
Derivative Financing:
A$2.0122
In respect of tranches
31 – 230 under the
Derivative Financing:
A$2.00
23
March
2017
123,852,934 Cash
settled put
option, of
which LMGI
is option
taker.
Put Option
Strike
Price
In respect of tranches
1 – 30 under the
Derivative Financing:
an amount equal to
95% of the Initial
Reference Price.
In respect of tranches
31 – 230 under the
Derivative Financing:
an amount equal to
100% of the Initial
Reference Price.
Settlement
Price
The volume-weighted
average price for EVN
shares on the
Australian Securities
Exchange on each
applicable “Valuation
Date” (as defined
pursuant to the
Derivative Financing)
forthe period between

2

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

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LA MANCHA GROUP INTERNATIONAL B.V.

Holder
of
interest
Relevant
Security
Price (AUD) Price (AUD) Entry
Date
Number of
securities
Type of
derivative
10.00am and 4.15pm
(or such later time as
the Australian
Securities Exchange
may set the closing
rotation).
LMGI EVN Initial
Reference
Price
In respect of tranches
1 – 30 under the
Derivative Financing:
A$2.0122
In respect of tranches
31 – 230 under the
Derivative Financing:
A$2.00
23
March
2017
123,852,934 Cash
settled call
option, of
which LMGI
is option
writer.
Call Option
Strike
Price
In respect of tranches
1 – 30 under the
Derivative Financing
an amount equal to
130% of the Initial
Reference Price.
In respect of tranches
31 – 230 under the
Derivative Financing
an amount equal to
150% of the Initial
Reference Price.
Settlement
Price
The volume-weighted
average price for EVN
shares on the
Australian Securities
Exchange on each
applicable “Valuation
Date” (as defined
pursuant to the
Derivative Financing)
for the period between
10.00am and 4.15pm
(or such later time as
the Australian
Securities Exchange
may set the closing
rotation).

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Schedule 1

This is Schedule 1 of 5 pages.

Party/entity name Country ACN (if applicable)
Marchmont Limited Cayman Islands
Mocsaro Holding SARL Luxembourg
Oil Technology LLC USA
Texegy LLC USA
New Egypt Investments Holdings SARL Luxembourg
New Egypt Holdings BV The Netherlands
Marchco Holding Limited Cayman Islands
Orascom TMT Investments SARL Luxembourg
OTMT Malta Investments 1 Limited Malta
OTMT Acquisition SARL Luxembourg
OTMT Acquisition II SARL Luxembourg
Arianne Investments SARL Luxembourg
OTMT Finance Investments limited Malta
Weather II SP I Limited Cayman Islands
Weather II SP II Limited Cayman Islands
Tango SP 1 SARL Luxembourg
ltNet Srl Italy
Mix Srl Italy
ltaliaOnLine SPA Italy
Gold 5 Srl Italy
MOQU ADV Srl Italy
MOQU Adv Ireland Ireland
WIS Telecom SPA Italy
WIS Telecom SA Belgium
DADA SPA Italy
Clarence Srl Italy
Register.it SPA Italy
Nominalia Internet SL Spain
Agence des Medias Numeriques SAS France
Namesco Limited UK

1

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Party/entity name Country ACN (if applicable)
Namesco Inc USA
Namesco Ireland Ireland
Pounhost Internet ltd UK
Simply.com Limited UK
Simply Virtual Server Limited UK
Simply Transit ltd UK
NDO Limited UK
Amen Limited UK
Amen Nederland BV The Netherlands
Amenworld-Servicos Internet, Sociedade Unipessoal
Lda
Portugal
Fueps SPA Italy
Joyent Inc. USA (Delaware)
Joyent International Inc USA (Delaware)
Joyent Ltd UK
Joyent Canada Inc Canada
Joyent International Europe, Middle East and Africa
Sarl
Switzerland
Node.js, LLC USA
lntY Holdings Limited UK
lntY Limited UK
lnTY USA Inc USA
Accelero Capital Holdings SARL Luxembourg
Accelero Capital Holdings Cooperatief U.A. The Netherlands
Accelero Capital Egypt LLC Egypt
Accelero Capital Service Europe France
Accelero Capital Investments Management
Campanv Limited
Cayman Islands
Accelero Capital Management Company Limited Jersey
Accelero Capital Investments Holdings SARL Luxembourg
Red Jasper inc Canada
A15 Investments SARL Luxembourg
A15 Fund LP Cayman Islands
A15 GP Cayman Islands
A15 Cooperatief U.A. The Netherlands
A15 Holding Netherlands BV (2) The Netherlands

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Party/entity name Country ACN (if applicable)
The Arabian LinkdotNet KSA Saudi Arabia
LinkdotNet FZ LLC UAE
Genart Medya Turkey
LinkdotNet AbuDhabi LLC UAE
Link Online SAE Egypt
Dare'n Deal Egypt
Arab Finance for Securities Egypt
Link For Programs Development SAE Egypt
Link For Domain Registrations SAE Egypt
Connect Ads For Advertising & Software Egypt
LinkDotNet Qatar Qatar
OT lob.com for restauration reservation services
SAE
Egypt
E7gezly SAE Egypt
ARPU For telecommunication Services Company
SAE
Egypt
Call Pak Pakistan
Arab Call Group Ltd BVI
Palestine Call Palestine
Egypt Call Communications SAE Egypt
Rosten Investments ltd Morocco
Global Telecom SAE Egypt
Mobi Zone Canada Inc Canada
Mobi Zone Pakistan (Pvt) Ltd Pakistan
Mobi Zone FZ LLC UAE
Mobi Zone Saudi Arabia Saudi Arabia
Mobi Zone Italy Italy
Mobi Zone Algeria Ltd Algeria
Mobi Zone Bangladesh Bangladesh
Mobi Zone Tunis Tunisia
ACDC Fund LP Cayman Islands
ACDC GP Cayman Islands
ACDC Holdings SARL Luxembourg
Supernap International SA Luxembourg
9161520 Canada Inc Canada
Supernap ltalia Sri Italy

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Party/entity name Country ACN (if applicable)
Supernap (Thailand) Company Limited Thailand
Orascom Telecom Media and Technology Holding
SAE
Egypt
Middle East and North Africa fir Sea Cables Egypt (Free zone II)
Societa' del Medioriente & Nord Africa per i Cavi
Marittimi Srl
Italy
Trans World Associates (Ptv) Ltd Pakistan
TES Media (Private) Limited Pakistan
Trans World Enterprise Services (Private) Limited Pakistan
Trans World Infrastructure Services (Private)
Limited
Pakistan
Egyptian Company for Mobile Services SAE Egypt
MT Telecom SCRL Belgium
Egyptian Company for Mobile Towers Services SAE Egypt
Mobinil Services SAE Egypt
Mobinil For Importing SAE Egypt
Link Egypt for Trading and Services SAE Egypt
LinkDotNet SAE Egypt
Link One SAE Egypt
CHEO Technology JV Company DPKR
Orascom Telecom Ventures SAE Egypt
Orascom Telecom Lebanon SAL Lebanon
Oracap Holding Co. Port Tawfic Free Zone
(Egypt)
Oracap Far East Limited Malta
Orabank NK Ltd DPKR
Datatec Egypt
Envision Investments SAE Egypt
Smart Village (ECDMIV) Egypt
Into Development The Egyptian for Software
Company (ECP)
Egypt
La Mancha Holding SARL Luxembourg
La Mancha International GEC SARL Luxembourg
La Mancha Services France Sas France
La Mancha Precious Metals SA Luxembourg
La Mancha Group International B.V. The Netherlands
La Mancha Capital B.V. The Netherlands

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LA MANCHA GROUP INTERNATIONAL B.V.

A private limited liability company organized under the laws of the Netherlands with a share capital of € 18,000 Registered office : Prins Bernhardplein 200 1097 JB Amsterdam, The Netherlands Registration number 55617786 www.lamancha.com

Party/entity name Country ACN (if applicable)
La Mancha Africa SARL Luxembourg
La Mancha Mali Mali
La Mancha Amalco Holdings Pty Ltd Australia 163 023 498
Minera Patagonia SA Argentina
COMINOR SAS France
SMI Cote d'lvoire
La Mancha Cote d'lvoire Cote d'lvoire
AMC Sudan
La Mancha Sudanese Mining Co Ltd Sudan
Société des Mines d'lty Ivory Coast
March Fund Holdings Cayman Islands
March GP Cayman Islands
March Fund LP Cayman Islands
The Midmarch Trust Jersey
March Adviser Cayman Islands
March Adviser LP Cayman Islands
March VC Holding Cayman Islands
March VC LP Cayman Islands
March VC LLC USA (Delaware)
March CP Limited Cayman Islands
March CP Holdings LP Cayman Islands
Caherciveen Partners LLC USA
March Capital Investment SARL Luxembourg
OTMT Malta Investments DWC Ltd Malta
OTMT Malta Investments Monreith Ltd Malta
OTMT Malta Investments FE Ltd Malta

5