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Evertz Technologies Limited — Regulatory Filings 2021
Jun 17, 2021
45828_rns_2021-06-17_625a137f-42f0-4a7f-8947-71e48b94ac20.pdf
Regulatory Filings
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FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS PARTICIPATION FEE
MANAGEMENT CERTIFICATION
I, Doug Moore , an officer of the reporting issuer noted below have examined this Form 13-501F1 (the Form) being submitted hereunder to the Alberta Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate.
“Doug Moore” Date: June 17, 2021 Name: Doug Moore Title: Chief Financial Officer
Reporting Issuer Name: EVERTZ TECHNOLOGIES LIMITED End date of previous financial year: APRIL 30, 2021 [ X ] Class 1 Reporting Issuer Type of Reporting Issuer: [ ] Class 3B Reporting Issuer Highest Trading Marketplace: TORONTO STOCK EXCHANGE
Market value of listed or quoted equity securities:
Equity Symbol: ET
1[st] SPECIFIED TRADING PERIOD (dd/mm/yy)
| 1st SPECIFIED TRADING PERIOD(dd/mm/yy)**DD/MM/YY **01/05/20Closing price of the security in the class or series on the last tradingday of the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(i) X (ii) | DD/MM/YYto 31/07/20 | |
| **to ** | ||
| $12.47(i) | ||
| 76,449,446(ii) | ||
| 953,324,591_ (A) |
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| 2nd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/08/20 to 31/10/20Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(iii) X (iv)3rd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/11/20 to 31/01/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(v) X (vi)4th SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/02/21 to 30/04/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(vii) X (viii)$11.77(iii)76,310,446(iv)$898,173,949 (B)76,284,366(vi)$976,439,884 (C)$15.42(vii)76,284,336(viii)$12.80(v)$1,176,304,461 (D) | 2nd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/08/20 to 31/10/20Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(iii) X (iv)3rd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/11/20 to 31/01/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(v) X (vi)4th SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/02/21 to 30/04/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(vii) X (viii)$11.77(iii)76,310,446(iv)$898,173,949 (B)76,284,366(vi)$976,439,884 (C)$15.42(vii)76,284,336(viii)$12.80(v)$1,176,304,461 (D) | 2nd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/08/20 to 31/10/20Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(iii) X (iv)3rd SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/11/20 to 31/01/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(v) X (vi)4th SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YY DD/MM/YY01/02/21 to 30/04/21Closing price of the security in the class or series on the last trading dayof the specified trading period in which such security was listed orquoted on the highest trading marketplaceNumber of securities in the class or series of such security outstandingat the end of the last trading day of the specified trading periodMarket value of class or series(vii) X (viii)$11.77(iii)76,310,446(iv)$898,173,949 (B)76,284,366(vi)$976,439,884 (C)$15.42(vii)76,284,336(viii)$12.80(v)$1,176,304,461 (D) |
|---|---|---|
| (viii) | ||
| $15.42(vii) | ||
| 76,284,336(viii) | ||
| $1,176,304,461 (D) |
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5[th] SPECIFIED TRADING PERIOD (dd/mm/yy)
DD/MM/YY DD/MM/YY
N/A to N/A
| h SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YYDD/MM/YY | h SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YYDD/MM/YY | h SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YYDD/MM/YY | h SPECIFIED TRADING PERIOD(dd/mm/yy)DD/MM/YYDD/MM/YY | |
|---|---|---|---|---|
| N/A to N/A | ||||
| Closing price of the security in the class or series on the lasttrading day of the specified trading period in which such securitywas listed or quoted on the highest trading marketplaceNumber of securities in the class or series of such securityoutstanding at the end of the last trading day of the specifiedtrading periodMarket value of class or series(ix) X (x)Average Market Value of Class or Series(Calculate the simple average of themarket value of the class or series of security for each applicable specified tradingperiod (i.e. A through E above))(Repeat the above calculation for each other class or series of equity securities of thereporting issuer (and a subsidiary, if applicable) that was listed or quoted on amarketplace at the end of the previous financial year)Fair value of outstanding debt securities:(Provide details of how value was determined)Capitalization for the previous financial year(1) + (2)Participation FeeLate Fee, if applicableTotal Fee Payable(Participation Fee plus Late Fee) | losing price of the security in the class or series on the lastading day of the specified trading period in which such securityas listed or quoted on the highest trading marketplaceumber of securities in the class or series of such securityutstanding at the end of the last trading day of the specifiedading periodarket value of class or series(ix) X (x)verage Market Value of Class or Series(Calculate the simple average of thearket value of the class or series of security for each applicable specified tradingeriod (i.e. A through E above))epeat the above calculation for each other class or series of equity securities of theporting issuer (and a subsidiary, if applicable) that was listed or quoted on aarketplace at the end of the previous financial year)air value of outstanding debt securities:rovide details of how value was determined) | $ $ | (ix) | |
| (x) | ||||
| (E) | ||||
| $1,001,060,721$ 0.00 | ||||
| $28,000 | ||||
| $ 0.00$28,000 | ||||
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