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EVERSPIN TECHNOLOGIES INC. — Director's Dealing 2019
May 22, 2019
33680_dirs_2019-05-22_b31bf985-db70-409b-84ad-0f99711ad71e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSPIN TECHNOLOGIES INC (MRAM)
CIK: 0001438423
Period of Report: 2019-05-21
Reporting Person: Socolof Stephen (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-21 | Common Stock | A | 6000 | $0.00 | Acquired | 9000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-21 | Nonqualified Stock Option (Right to Buy) | $7.20 | A | 12000 | Acquired | 2029-05-20 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2260991 | Indirect |
Footnotes
F1: The shares are held as follows: 1,966,081 by NV Partners IV, L.P. ("NV IV") and 294,910 by NV Partners IVC,L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.
F2: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.