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EVERSOURCE ENERGY — Director's Dealing 2020
Feb 7, 2020
30196_dirs_2020-02-07_dea32697-e637-4a03-9fc1-9326b65134e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2020-02-05
Reporting Person: BUTH JAY S. (VP, Controller, Chief Acct Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-05 | Common Shares, $5.00 par value | A | 1395 | — | Acquired | 19855 | Direct |
| 2020-02-05 | Common Shares, $5.00 par value | A | 3079 | — | Acquired | 22934 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 158 | Indirect |
Footnotes
F1: Grant of restricted share units (RSUs) which vest in three equal installments on February 5, 2021, 2022 and 2023. Restricted share units are distributable in Eversource Energy common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
F2: Includes deferred shares, restricted share units and dividend equivalents thereon.
F3: Reporting person holds 50 shares jointly with his spouse.
F4: Performance shares and dividend equivalent shares for the 2017-2019 Long-Term Incentive Program as determined on February 5, 2020. The reporting person elected to defer receipt of 50 percent of these shares (1,539 shares).
F5: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.