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EVERSOURCE ENERGY — Director's Dealing 2014
Jan 17, 2014
30196_dirs_2014-01-17_bb862506-8d42-4b72-be5e-fdb109fa3c8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2014-01-15
Reporting Person: SHIVERY CHARLES W (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-15 | Common Shares, $5.00 par value | A | 2381 | — | Acquired | 543956 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 2412 | Indirect |
Footnotes
F1: Restricted share units that will vest on January 16, 2014, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
F2: The reporting person's total includes restricted share units, receipt of which has been deferred, and dividend equivalents thereon.
F3: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.