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Essential Utilities, Inc. — Director's Dealing 2018
Jul 11, 2018
30565_dirs_2018-07-11_69f2b8bc-8838-4682-b5c3-9866756303f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2018-07-09
Reporting Person: Rhodes Matthew (EVP, Strategy & Corp Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-09 | Common Stock | A | 2605 | — | Acquired | 2605 | Direct |
| 2018-07-09 | Common Stock | A | 7162 | — | Acquired | 9767 | Direct |
| 2018-07-09 | Common Stock | A | 3581 | — | Acquired | 13348 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-09 | Stock Options (Right to Buy) | $35.44 | A | 6856 | Acquired | 2028-02-27 | Common Stock (6856) | Direct |
Footnotes
F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021.
F2: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 21, 2019.
F3: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 22, 2020.
F4: Grant of 6,856 shares of stock options which vest one-third each year on February 27 of 2019, 2020 and 2021.