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Essential Utilities, Inc. — Director's Dealing 2017
Feb 25, 2017
30565_dirs_2017-02-24_ea0983f6-9382-4dad-939d-57b5c0a94bab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2017-02-22
Reporting Person: FOX RICHARD SCOTT (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | A | 3556 | — | Acquired | 12757.54 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | Stock Options (Right to Buy) | $30.47 | A | 6958 | Acquired | 2027-02-22 | Common Stock (6958) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401k | 1970.5 | Indirect |
Footnotes
F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 22, 2020.
F2: Includes shares acquired under the Company's 401k plan since the last filing.
F3: Grant of 6,958 shares of stock options which vest one-third each year on the anniversary of the grant.
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