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Essential Utilities, Inc. — Director's Dealing 2016
Mar 2, 2016
30565_dirs_2016-03-01_cd30a9d3-0882-4f8c-b473-d3318cef58d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2016-02-27
Reporting Person: SMELTZER DAVID (Executive VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-27 | Common Stock | A | 11560 | — | Acquired | 96642.62 | Direct |
| 2016-02-27 | Common Stock | F | 5281 | $31.135 | Disposed | 91361.62 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401k | 27875.47 | Indirect |
Footnotes
F1: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2013. Represents vesting at 115.6% of target.
F2: Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.
F3: Sold from Kimberly Smeltzer's Custodial account
F4: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.
F5: Includes additional shares acquired under the Company's 401k plan since the last filing.