AI assistant
Essential Utilities, Inc. — Director's Dealing 2012
Nov 2, 2012
30565_dirs_2012-11-02_2c47254b-cfa8-4e66-adff-d2dfadf2529d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2012-10-31
Reporting Person: DEBENEDICTIS NICHOLAS (Director, CHAIRMAN & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Stock-GRAT | J | 52212 | $25.21 | Disposed | 13565 | Indirect |
| 2012-10-31 | Common Stock Ownership By Spouse | J | 52212 | $25.21 | Acquired | 112763 | Indirect |
| 2012-11-01 | Common Stock-GRAT | G | 13565 | $25.21 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 441724.95 | Direct |
| Common Stock-GRAT | 70971.88 | Indirect |
| Common Stock-GRAT | 69296 | Indirect |
| Common Stock-GRAT | 60225 | Indirect |
| Common Stock - IRA | 4114.62 | Direct |
| Common Stock - IRA | 3289.52 | Indirect |
| Common Stock 401k | 15027.2 | Indirect |
Footnotes
F1: On October 31, 2012, in connection with the Grantor Retained Annuity Trust's (GRAT) termination, an amount of 52,212 shares held in the GRAT were distributed to the reporting person's spouse.
F2: On November 1, 2012, in connection with the GRAT's termination, an amount of 13,565 shares held in the GRAT were transferred to the "Children's Trusts" as a gift.
F3: Includes 28.25 additional shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F4: Includes 22.59 additional shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F5: Includes 103.19 additional shares acquired under the Company's 401k plan since the last filing.