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Essential Utilities, Inc. — Director's Dealing 2012
Dec 26, 2012
30565_dirs_2012-12-26_fbd40ebc-b288-4bef-a51f-36ac5a93ff1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2012-05-01
Reporting Person: DEBENEDICTIS NICHOLAS (Director, CHAIRMAN & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock | G | 88 | $22.75 | Disposed | 390234.95 | Direct |
| 2012-12-20 | Common Stock | G | 83000 | $24.82 | Disposed | 414033.95 | Direct |
| 2012-12-20 | Common Stock Ownership By Spouse | G | 83000 | $24.82 | Acquired | 195763 | Indirect |
| 2012-12-20 | Common Stock - Ownership By Trust | G | 167508 | $24.82 | Acquired | 167508 | Indirect |
| 2012-12-20 | Common Stock | G | 167508 | $24.82 | Disposed | 246525.94 | Direct |
| 2012-12-20 | Common Stock Ownership By Spouse | G | 185160 | $24.82 | Disposed | 10603 | Indirect |
| 2012-12-20 | Common Stock - Ownership By Trust | G | 185160 | $24.82 | Acquired | 185160 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock-GRAT | 69296 | Indirect |
| Common Stock-GRAT | 60225 | Indirect |
| Common Stock - IRA | 4144 | Direct |
| Common Stock - IRA | 3313 | Indirect |
| Common Stock 401k | 15136.71 | Indirect |
Footnotes
F1: This transaction involves a gift of shares by the reporting person to his spouse.
F2: On December 20, 2012, the reporting person contributed 167,508 shares to a Dynasty Trust. These shares are reported as indirectly owned by the reporting person by virtue of serving as trustee of the Dynasty Trust.
F3: On December 20, 2012, the reporting person's spouse contributed 185,160 shares to a Dynasty Trust. These shares are reported as indirectly owned by the reporting person's spouse by virtue of her serving as trustee of the Dynasty Trust.
F4: Includes 29.39 additional shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F5: Includes 23.49 additional shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F6: Includes 109.52 additional shares acquired under the Company's 401k plan since the last filing.