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Essential Utilities, Inc. — Director's Dealing 2010
Oct 14, 2010
30565_dirs_2010-10-14_bb244e13-8b26-49bf-bcfa-177b22dbc191.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2010-09-02
Reporting Person: DEBENEDICTIS NICHOLAS (Director, CHAIRMAN & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-08 | Common Stock | G | 10000 | — | Disposed | 426266.83 | Direct |
| 2010-06-08 | Common Stock Ownership By Spouse | G | 10000 | — | Acquired | 20000 | Indirect |
| 2010-06-10 | Common Stock | G | 100000 | — | Disposed | 326266.83 | Direct |
| 2010-06-10 | Common Stock Ownership By Spouse | G | 100000 | — | Acquired | 120000 | Indirect |
| 2010-06-11 | Common Stock Ownership By Spouse | G | 120000 | — | Disposed | 0 | Indirect |
| 2010-06-11 | Common Stock-GRAT | G | 120000 | — | Acquired | 120776 | Indirect |
| 2010-06-14 | Common Stock | G | 120000 | — | Disposed | 206266.83 | Direct |
| 2010-06-14 | Common Stock-GRAT | G | 120000 | — | Acquired | 120776 | Indirect |
| 2010-08-13 | Common Stock | G | 52 | — | Disposed | 206214.83 | Direct |
| 2010-09-02 | Common Stock-GRAT | P | 855 | $20.33 | Acquired | 120855 | Indirect |
| 2010-09-02 | Common Stock-GRAT | P | 855 | $20.33 | Acquired | 120855 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Ira | 3878.23 | Direct |
| Common Stock - Ira | 3100.97 | Indirect |
| Common Stock 401k | 13580.94 | Indirect |
Footnotes
F1: This transaction involves a gift of shares by the reporting person to his spouse.
F2: On June 11, 2010, the reporting person's spouse contributed shares to a grantor retained annuity trust ("GRAT"). These shares are reported as indirectly owned by the reporting person by virtue of his spouse serving as trustee of the GRAT and her pecuniary interest in the retained annuity provided therein.
F3: Includes 776.04 shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F4: On June 14, 2010, the reporting person contributed shares to a GRAT. These shares were previously reported as directly beneficially owned by the reporting person but are now reported as indirectly beneficially owned by the reporting person by virtue of his serving as trustee of the GRAT and his pecuniary interest in the retained annuity provided therein.
F5: Includes 95.70 shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F6: Includes 76.24 shares acquired under the Issuer's dividend reinvestment plan since the date of the reporting person's last ownership report.
F7: Since the date of the reporting person's last ownership report, the reporting person acquired 281.86 shares under the Issuer's 401k Plan.