AI assistant
Essential Utilities, Inc. — Director's Dealing 2010
Nov 5, 2010
30565_dirs_2010-11-05_7efbc73a-8f36-417b-a81e-e581781e176f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AQUA AMERICA INC (WTR)
CIK: 0000078128
Period of Report: 2010-11-03
Reporting Person: DEBENEDICTIS NICHOLAS (Director, CHAIRMAN & PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-03 | Common Stock-GRAT | J | 120855.878 | $21.21 | Disposed | 0 | Indirect |
| 2010-11-03 | Common Stock-GRAT | J | 120855.878 | $21.21 | Acquired | 120855.878 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 206860.95 | Direct |
| Common Stock Ownership By Spouse | 0 | Indirect |
| Common Stock-GRAT | 120000 | Indirect |
| Common Stock-GRAT | 120000 | Indirect |
| Common Stock-GRAT | 120885.878 | Indirect |
| Common Stock - Ira | 3878.23 | Direct |
| Common Stock - Ira | 3100.97 | Indirect |
| Common Stock 401k | 13626.92 | Indirect |
Footnotes
F1: On November 3, 2010, the reporting person contributed shares to a grantor retained annuity trust ("GRAT") by purchasing the shares from a separate GRAT, created on December 10, 2009, for which he serves as trustee. These shares are reported as indirectly owned by the reporting person by virtue of serving as trustee of the new GRAT and his pecuniary interest in the retained annuity provided therein.
F2: Since the date of the reporting person's last ownership report, the reporting person acquired 15.03 shares under the Issuer's 401k Plan.