ESS Tech, Inc. — Director's Dealing 2024

Sep 18, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESS Tech, Inc. (GWH)
CIK: 0001819438
Period of Report: 2024-09-11

Reporting Person: Nijhawan Sandeep (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-11	Common Stock	S	7000	$5.72	Disposed	15537	Direct

Footnotes

F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.

F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3: On August 23, 2024, the Issuer completed a one-for-fifteen reverse stock split of its common stock. All of the share numbers have been adjusted to reflect this reverse stock split.